DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert John Clarke
Feed of 09/14/2026
At current firm
2 y
since Oct 10, 2023
In the industry
21 y
since Nov 16, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Virtus Investment Advisers, LLC asset manager currentsince Oct 10, 2023 · Hartford, Ct
- Ast Investment Services, Inc. asset managerSep 7, 2011 to Nov 4, 2020 · Shelton, Ct
- Msi Financial Services, Inc. formerJan 31, 2006 to Aug 30, 2011 · Shelton, Ct
- Waddell & Reed formerFeb 15, 2005 to Jan 13, 2006 · North Haven, Ct
Moves
a registration end followed by a registration begin elsewhere
- Ast Investment Services, Inc. to Virtus Investment Advisers, LLCleft Nov 4, 2020, registered Oct 10, 2023 (1070 days) · Other
- Msi Financial Services, Inc. to Ast Investment Services, Inc.left Aug 30, 2011, registered Sep 7, 2011 (8 days) · Other
- Waddell & Reed to Msi Financial Services, Inc.left Jan 13, 2006, registered Jan 31, 2006 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address