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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

Angela Marie Caballero

Advisor at PFG ADVISORS

Tucson, AZ

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Search this name across graphsid dfx:ria:1ee7359b-7ece-4c9f-b250-80fbbada8c02

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PFG ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Sep 10, 1999
First registration: Apr 29, 2008
Dual registered: yes, broker-dealer
Other names: ANGELA MARIE CABALLERO|ANGELA MARIE CORDERO|ANGELA MARIE CABALLERO|ANGELA MARIE CORDERO
IAPD individual key: 3250287

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PFG ADVISORS	Independent wealth	Jun 29, 2021	n/a	yes	Tucson, AZ	Current employment
ASCENSION COLLEGE PLANNING, LLC	n/a	Jan 23, 2020	Dec 31, 2021	no	TUCSON, AZ	Previous registration
ASHTON THOMAS PRIVATE WEALTH	Independent wealth	Dec 3, 2018	Jan 15, 2020	no	Tuscon, AZ	Previous registration
CWM, LLC	Bd affiliated wealth	Jan 28, 2015	Aug 31, 2018	no	TUCSON, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 2, 2009	Jan 14, 2016	no	TUCSON, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 29, 2008	Mar 23, 2009	no	TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASCENSION COLLEGE PLANNING, LLC	PFG ADVISORS	Dec 31, 2021	Jun 29, 2021	-185	Firm change after gap	Other
ASHTON THOMAS PRIVATE WEALTH	ASCENSION COLLEGE PLANNING, LLC	Jan 15, 2020	Jan 23, 2020	8	Firm change	Other
CWM, LLC	ASHTON THOMAS PRIVATE WEALTH	Aug 31, 2018	Dec 3, 2018	94	Firm change	RIA to RIA
LPL FINANCIAL LLC	CWM, LLC	Jan 14, 2016	Jan 28, 2015	-351	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	LPL FINANCIAL LLC	Mar 23, 2009	Apr 2, 2009	10	Firm change	Other

Relationships

Registered with (6)

→ PFG ADVISORSRegistered adviserregistration: current employment
Jun 29, 2021 to presentfactForm ADV
→ ASCENSION COLLEGE PLANNING, LLCRegistered adviserregistration: previous registration
Jan 23, 2020 to Dec 31, 2021factForm ADV
→ ASHTON THOMAS PRIVATE WEALTHRegistered adviserregistration: previous registration
Dec 3, 2018 to Jan 15, 2020factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Jan 28, 2015 to Aug 31, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 2, 2009 to Jan 14, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 29, 2008 to Mar 23, 2009factForm ADV

Dated events

No dated event names this entity yet.