DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Angela Marie Caballero
Certified Financial Planner
Feed of 09/14/2026
Also filed as Angela Marie Caballero
At current firm
5 y
since Jun 29, 2021
In the industry
27 y
since Sep 10, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Pfg Advisors independent RIA currentsince Jun 29, 2021 · Tucson, Az
- Ascension College Planning, LLC unclassifiedJan 23, 2020 to Dec 31, 2021 · Tucson, Az
- Ashton Thomas Private Wealth independent RIADec 3, 2018 to Jan 15, 2020 · Tuscon, Az
- Cwm, LLC BD affiliatedJan 28, 2015 to Aug 31, 2018 · Tucson, Az
- LPL Financial LLC BD affiliatedApr 2, 2009 to Jan 14, 2016 · Tucson, Az
- Chase Investment Services Corp. formerApr 29, 2008 to Mar 23, 2009 · Tucson, Az
Moves
a registration end followed by a registration begin elsewhere
- Ascension College Planning, LLC to Pfg Advisorsleft Dec 31, 2021, registered Jun 29, 2021 (-185 days) · Other
- Ashton Thomas Private Wealth to Ascension College Planning, LLCleft Jan 15, 2020, registered Jan 23, 2020 (8 days) · Other
- Cwm, LLC to Ashton Thomas Private Wealthleft Aug 31, 2018, registered Dec 3, 2018 (94 days) · RIA to RIA
- LPL Financial LLC to Cwm, LLCleft Jan 14, 2016, registered Jan 28, 2015 (-351 days) · Other
- Chase Investment Services Corp. to LPL Financial LLCleft Mar 23, 2009, registered Apr 2, 2009 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address