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RIA / WealthAdvisor34 years in industry

KATHERINE YVONNE FOWLER

Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC

Brentwood, TN | WHEATON, IL

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Search this name across graphsid dfx:ria:1efa90f0-74a7-07bf-47c4-57dc0d65e71c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 7, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 7, 1991
First registration: Jul 25, 2002
Dual registered: no
Other names: KATHY FOWLER|KATE FOWLER|KATHERINE FOWLER
IAPD individual key: 2171224

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Nov 6, 2020	n/a	yes	Brentwood, TN\|WHEATON, IL	Current employment
CAPITAL ONE INVESTING, INC.	Former SEC adviser	Mar 7, 2018	Mar 1, 2019	no	Brentwood, TN	Previous registration
ENVISION WEALTH PLANNING	Former SEC adviser	Sep 26, 2013	Dec 31, 2018	no	FRANKLIN, TN	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	May 12, 2009	Sep 3, 2013	no	NASHVILLE, TN	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jan 26, 2005	May 11, 2009	no	BOWLING GREEN, KY\|Bowling Green, KY	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jul 25, 2002	Jan 31, 2003	no	BOWLING GREEN, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ONE INVESTING, INC.	BROOKSTONE CAPITAL MANAGEMENT LLC	Mar 1, 2019	Nov 6, 2020	616	Firm change after gap	RIA to RIA
ENVISION WEALTH PLANNING	CAPITAL ONE INVESTING, INC.	Dec 31, 2018	Mar 7, 2018	-299	Firm change after gap	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	ENVISION WEALTH PLANNING	Sep 3, 2013	Sep 26, 2013	23	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	May 11, 2009	May 12, 2009	1	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	U.S. BANCORP INVESTMENTS, INC.	Jan 31, 2003	Jan 26, 2005	726	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
128441:285084:TN:2018-12-31	Dec 31, 2018	Mar 7, 2018	FRANKLIN, TN	Firm change after gap

Relationships

Registered with (6)

→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Nov 6, 2020 to presentfactForm ADV
→ CAPITAL ONE INVESTING, INC.Registered adviserregistration: previous registration
Mar 7, 2018 to Mar 1, 2019factForm ADV
→ ENVISION WEALTH PLANNINGRegistered adviserregistration: previous registration
Sep 26, 2013 to Dec 31, 2018factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
May 12, 2009 to Sep 3, 2013factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 26, 2005 to May 11, 2009factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jul 25, 2002 to Jan 31, 2003factForm ADV

Dated events

No dated event names this entity yet.