DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Katherine Yvonne Fowler
Feed of 09/14/2026
Also filed as Kathy Fowler
At current firm
5 y
since Nov 6, 2020
In the industry
34 y
since Nov 7, 1991 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Capital Management LLC independent RIA currentsince Nov 6, 2020 · Brentwood, Tn
- Capital One Investing, Inc. formerMar 7, 2018 to Mar 1, 2019 · Brentwood, Tn
- Envision Wealth Planning formerSep 26, 2013 to Dec 31, 2018 · Franklin, Tn
- Stifel, Nicolaus & Company, Incorporated national BDMay 12, 2009 to Sep 3, 2013 · Nashville, Tn
- U.S. Bancorp Investments, Inc. formerJan 26, 2005 to May 11, 2009 · Bowling Green, Ky
- Uvest Financial Services Group, Inc. unclassifiedJul 25, 2002 to Jan 31, 2003 · Bowling Green, Ky
Moves
a registration end followed by a registration begin elsewhere
- Capital One Investing, Inc. to Brookstone Capital Management LLCleft Mar 1, 2019, registered Nov 6, 2020 (616 days) · RIA to RIA
- Envision Wealth Planning to Capital One Investing, Inc.left Dec 31, 2018, registered Mar 7, 2018 (-299 days) · Other · moved with a team
- Stifel, Nicolaus & Company, Incorporated to Envision Wealth Planningleft Sep 3, 2013, registered Sep 26, 2013 (23 days) · Other
- U.S. Bancorp Investments, Inc. to Stifel, Nicolaus & Company, Incorporatedleft May 11, 2009, registered May 12, 2009 (1 days) · Other
- Uvest Financial Services Group, Inc. to U.S. Bancorp Investments, Inc.left Jan 31, 2003, registered Jan 26, 2005 (726 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address