DFX Intelligence

C•••••• T••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

C•••••• T••• B••••

Advisor at S•••••••• B••••••••• L••

Watkinsville, GA

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Search this name across graphsid dfx:ria:1f0b9aba-91a5-35af-1f08-af2a520ee76d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• B••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 13, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• B••••••••• L••	Independent wealth	Sep 18, 2020	n/a	yes	Watkinsville, GA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 30, 2014	Oct 1, 2020	no	WATKINSVILLE, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S•••••••• B••••••••• L••	Oct 1, 2020	Sep 18, 2020	-13	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	L•• F•••••••• L••	Aug 4, 2014	Jul 30, 2014

Relationships

Registered with (3)

→ S•••••••• B••••••••• L••Registered adviserregistration: current employment
Sep 18, 2020 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 30, 2014 to Oct 1, 2020factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 15, 2008 to Aug 4, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f0b9aba-91a5-35af-1f08-af2a520ee76d
First observed: Feb 15, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.