DFX Intelligence

Data Factory

H••• K• R••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner14 years in industry

H••• K• R••

Advisor at M••••••• C•••••• M••••••••• L••

GRAND BLANC, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f1a31eb-729d-8c1e-0539-7407a0cfcdf0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• C•••••• M••••••••• L••	Independent wealth	May 5, 2020	n/a	yes	GRAND BLANC, MI	Current employment
E••••• J••••	National bd RIA	May 17, 2019	Nov 25, 2019	no	WATERFORD, MI

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	M••••••• C•••••• M••••••••• L••	Nov 25, 2019	May 5, 2020	162	Firm change	Ibd to RIA
C••••••• S••••••••• I•••	E••••• J••••	May 16, 2019

Relationships

Registered with (4)

→ M••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
May 5, 2020 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
May 17, 2019 to Nov 25, 2019factForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 13, 2018 to May 16, 2019factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f1a31eb-729d-8c1e-0539-7407a0cfcdf0
First observed: Aug 14, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.