RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••• K• R••
- M••••••• C•••••• M••••••••• L•• independent RIA currentsince May 5, 2020 · Grand Blanc, Mi
- E••••• J•••• national BDMay 17, 2019 to Nov 25, 2019 · Waterford, Mi
- C••••••• S••••••••• I••• BD affiliatedDec 13, 2018 to May 16, 2019 · Novi, Mi
- L•• F•••••••• L•• BD affiliatedAug 14, 2012 to Aug 30, 2016 · Farmington Hills, Mi
- E••••• J•••• to M••••••• C•••••• M••••••••• L••left Nov 25, 2019, registered May 5, 2020 (162 days) · Affiliated broker-dealer or bank to independent RIA
- C••••••• S••••••••• I••• to E••••• J••••left May 16, 2019, registered May 17, 2019 (1 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C••••••• S••••••••• I•••left Aug 30, 2016, registered Dec 13, 2018 (835 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address