DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Janus Capital Singapore Pte. Limited

Former SEC-registered adviserSingapore, CRD 156324SEC 801-72309IAPD
Latest filing Mar 30, 2017
First filing on the tape Mar 29, 2012 · 15 filings
RAUM
$317M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$317M as of Mar 30, 2017
Mar 29, 2012$9.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2017
Mar 28, 20130 then
Employees (5.A)10 as of Mar 30, 2017
Mar 28, 20139 then
Private funds: no history
RAUM +6.4% over the last fiscal year-34% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$63.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+6.4%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Wing Chee Gigi Chan · Directorcontrol
        since 05/2013 · owns less than 5%
      • De Jesus Enrique Chang · Chief Investment Officer Of Equities And Asset Allocationcontrol
        since 09/2013 · owns less than 5%
      • Allen Brennan Hughes · Directorcontrol
        since 12/2010 · owns less than 5%
      • Richard David Kowalski · Senior Vice President, Chief Compliance Officercontrol
        since 07/2007 · owns less than 5%
      • Joyce Jennifer Mcpeek · Chief Financial Officercontrol
        since 08/2013 · owns less than 5%
      • Rose Michelle Rosenberg · Senior Vice President, Deputy General Counselcontrol
        since 09/2015 · owns less than 5%
      • Hiroshi Yoh · Chief Executive Officer And Directorcontrol
        since 05/2011 · owns less than 5%
      Entity owners
      • Janus International Holding LLC · Member
        direct · owns 75% or more
      • Janus Capital Group Inc. · Member
        indirect · owns 75% or more of Janus Capital Management LLC And Janus Holdings LLC · public reporting company
      • Janus Capital Management LLC · Member - Class B
        indirect · owns 75% or more of Janus International Holding LLC
      • Janus Holdings LLC · Member - Class A
        indirect · owns 75% or more of Janus International Holding LLC
      Related persons
      Schedule D 7.A
      Advisers that list Janus Capital Singapore Pte. Limited as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 3 to 4
        Apr 8, 2016 to Mar 30, 2017
      • Employees · 9 to 10
        Apr 8, 2016 to Mar 30, 2017
      • Discretionary RAUM · $297M to $317M
        Apr 8, 2016 to Mar 30, 2017
      • RAUM · $297M to $317M
        Apr 8, 2016 to Mar 30, 2017
      • Advisory employees · 6 to 3
        Oct 1, 2015 to Mar 28, 2016
      • Employees · 10 to 9
        Oct 1, 2015 to Mar 28, 2016
      • Discretionary RAUM · $188M to $297M
        Oct 1, 2015 to Mar 28, 2016
      • RAUM · $188M to $297M
        Oct 1, 2015 to Mar 28, 2016
      • Accounts · 9 to 5
        Nov 7, 2014 to Mar 31, 2015
      • Advisory employees · 8 to 6
        Nov 7, 2014 to Mar 31, 2015
      • Employees · 12 to 10
        Nov 7, 2014 to Mar 31, 2015
      • Discretionary RAUM · $1.1B to $188M
        Nov 7, 2014 to Mar 31, 2015
      • RAUM · $1.1B to $188M
        Nov 7, 2014 to Mar 31, 2015
      • Accounts · 7 to 9
        Dec 18, 2013 to Mar 28, 2014
      • Advisory employees · 6 to 8
        Dec 18, 2013 to Mar 28, 2014
      • Employees · 9 to 12
        Dec 18, 2013 to Mar 28, 2014
      • Discretionary RAUM · $277M to $1.1B
        Dec 18, 2013 to Mar 28, 2014
      • RAUM · $277M to $1.1B
        Dec 18, 2013 to Mar 28, 2014
      • Accounts · 2 to 7
        Jan 18, 2013 to Mar 28, 2013
      • Advisory employees · 4 to 6
        Jan 18, 2013 to Mar 28, 2013
      • BD registered reps · 3 to 4
        Jan 18, 2013 to Mar 28, 2013
      • Financial planning clients · 0 to unset
        Jan 18, 2013 to Mar 28, 2013
      • Discretionary RAUM · $9.5M to $277M
        Jan 18, 2013 to Mar 28, 2013
      • RAUM · $9.5M to $277M
        Jan 18, 2013 to Mar 28, 2013
      • Advisory employees · 0 to 4
        Oct 26, 2012 to Jan 18, 2013
      • BD registered reps · 0 to 3
        Oct 26, 2012 to Jan 18, 2013
      • Employees · unset to 9.0
        Oct 26, 2012 to Jan 18, 2013
      • State-registered IARs · unset to 0.0
        Oct 26, 2012 to Jan 18, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026