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V••••••• C•••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

V••••••• C•••••• A•••• M••••••••• L••

CRD 158382

IRVINE, CA

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Search this name across graphsid dfx:ria:1f5b1f89-b118-27b8-8d2c-325af874e33b

Data as of Aug 27, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2011 to Aug 27, 2015
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2015-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Accounts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• G••••••• A•••••••	MANAGING MEMBER	C	yes	07/2011	Dec 6, 2011	Aug 27, 2015
C••••• C••••••••• R••••••	MANAGING MEMBER	C	yes	07/2011	Dec 6, 2011

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Jan 9, 2015	$152M	$132M	9	2	n/a	n/a	n/a
2013

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$0	n/a	n/a	n/a	n/a	3	9	n/a	n/a

Relationships

Controls (3)

← C••••••• A••••• B•••••OwnerPRESIDENT/MANAGING MEMBER/CCO, ownership code B, individual
Apr 5, 2013 to presentfactForm ADV
← A••••••••• G••••••• A•••••••OwnerMANAGING MEMBER, ownership code C, individual
Dec 6, 2011 to presentfactForm ADV
← C••••• C••••••••• R••••••OwnerMANAGING MEMBER, ownership code C, individual
Dec 6, 2011 to presentfactForm ADV

Registered with (7)

← A•••• B••••• C••••••Advisor

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f5b1f89-b118-27b8-8d2c-325af874e33b
First observed: Dec 6, 2011
Last observed: Aug 27, 2015 134 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.