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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

SAMAR FARHANGI

Advisor at OCEAN PARK ASSET MANAGEMENT, LLC

SANTA MONICA, CA | Lake Forest, CA

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Search this name across graphsid dfx:ria:9b4a3e71-0282-6cca-db53-10c54474b2e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OCEAN PARK ASSET MANAGEMENT, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 5, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 5, 2008
First registration: Aug 6, 2008
Dual registered: yes, broker-dealer
Other names: SAMAR FAGHIH-NASIRI|SAMAR NASIRI|SAMAR FAGHIH NASIRI
IAPD individual key: 5244270

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OCEAN PARK ASSET MANAGEMENT, LLC	Asset manager	Dec 9, 2024	n/a	yes	SANTA MONICA, CA\|Lake Forest, CA	Current employment
SIERRA INVESTMENT MANAGEMENT, LLC	Independent wealth	Dec 8, 2015	Dec 23, 2024	no	SANTA MONICA, CA	Previous registration
VERTICAL CAPITAL ASSET MANAGEMENT, LLC	Former SEC adviser	Sep 27, 2013	May 7, 2015	no	IRVINE, CA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jan 5, 2011	Oct 16, 2012	no	ARLINGTON, VA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 22, 2008	Feb 13, 2009	no	GLENDALE, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 6, 2008	Sep 2, 2008	no	GLENDALE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIERRA INVESTMENT MANAGEMENT, LLC	OCEAN PARK ASSET MANAGEMENT, LLC	Dec 23, 2024	Dec 9, 2024	-14	Channel change	Other
VERTICAL CAPITAL ASSET MANAGEMENT, LLC	SIERRA INVESTMENT MANAGEMENT, LLC	May 7, 2015	Dec 8, 2015	215	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	VERTICAL CAPITAL ASSET MANAGEMENT, LLC	Oct 16, 2012	Sep 27, 2013	346	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Feb 13, 2009	Jan 5, 2011	691	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106615:145634:CA:2024-12-23	Dec 23, 2024	Dec 9, 2024	SANTA MONICA, CA	Firm change

Relationships

Registered with (5)

→ OCEAN PARK ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Dec 9, 2024 to presentfactForm ADV
→ SIERRA INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 8, 2015 to Dec 23, 2024factForm ADV
→ VERTICAL CAPITAL ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 27, 2013 to May 7, 2015factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 5, 2011 to Oct 16, 2012factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 22, 2008 to Feb 13, 2009factForm ADV

Dated events

No dated event names this entity yet.