DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
Belchertown, MA | South Hadley, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Mar 3, 2021 | n/a | yes | South Hadley, MA|Belchertown, MA | Current employment |
| V••••••• C•••••• A•••• M••••••••• L•• | Former SEC adviser | Jan 7, 2015 | May 19, 2015 | no | BELCHERTOWN, MA|IRVINE, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••••••• C•••••• A•••• M••••••••• L•• | A••••••••• F•••••••• S•••••••• L•• | May 19, 2015 | Mar 3, 2021 | 2,115 | Firm change after gap | Other |
| V••• I••••••••• M••••••••• C•• L•• | V••••••• C•••••• A•••• M••••••••• L•• | Feb 21, 2013 | Jan 7, 2015 |
| V••• I••••••••• M••••••••• C•• L•• | Asset manager | Apr 9, 2008 | Feb 21, 2013 | no | NEW YORK, NY | Previous registration |
| 685 |
| Firm change after gap |
| Other |