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T••••• J•••• N•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

T••••• J•••• N•••

Advisor at C••••• I••••••••• A••••••• L••

JACKSON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f5c6a9f-3395-bf7b-113f-504852b31768

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 25, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jul 1, 2024	n/a	yes	JACKSON, NJ	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jul 20, 2021	Jul 2, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••••• I••••••••• A••••••• L••	Jul 2, 2024	Jul 1, 2024	-1	Firm change	Ibd to ibd
C••••• I••••••••• A••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Apr 21, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:105644:NJ:2024-07-01	Jul 2, 2024	Jul 1, 2024	JACKSON, NJ	Firm change
12984:105644:NJ:2017-12-06	Dec 6, 2017	Dec 7, 2017	JACKSON, NJ	Firm change
25454:12984:NJ:2015-10-15	Oct 15, 2015	Oct 13, 2015	BRICK, NJ	Firm change

Relationships

Registered with (7)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 7, 2017 to Apr 21, 2021factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jul 20, 2021 to Jul 2, 2024factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Oct 13, 2015 to Dec 6, 2017factForm ADV
→ E•••• N••••••• S••••••••• I•••

Dated events

Occurred
Jul 2, 2024
Advisor changed firm
T••••• J•••• N••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••• I••••••••• A••••••• L•• (registered 2024-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f5c6a9f-3395-bf7b-113f-504852b31768
First observed: Jan 24, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.