DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• J•••• N•••

C••••• I••••••••• A••••••• L••BD affiliatedJackson, Njdual registrantIAPD 3032106

Feed of 09/14/2026

Also filed as T••••• J•••• N•••

At current firm

2 y

since Jul 1, 2024

In the industry

28 y

since Mar 25, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jul 1, 2024 · Jackson, Nj
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jul 20, 2021 to Jul 2, 2024 · Jackson, Nj
C••••• I••••••••• A••••••• L•• BD affiliated
Dec 7, 2017 to Apr 21, 2021 · Brick, Nj
I••••• F•••••••• C••••••••• former
Oct 13, 2015 to Dec 6, 2017 · Lakewood, Nj
E•••• N••••••• S••••••••• I••• former
Feb 6, 2014 to Oct 15, 2015 · Brick, Nj
S•••••••• S••••••••• BD affiliated
Sep 19, 2012 to Feb 3, 2014 · Whiting, Nj
L•• F•••••••• L•• BD affiliated
May 27, 2008 to Sep 19, 2012 · Lakewood, Nj
I••• S••••••••• I••• unclassified
Jan 24, 2003 to May 27, 2008 · Manchester, Nj

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••• I••••••••• A••••••• L••
left Jul 2, 2024, registered Jul 1, 2024 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Apr 21, 2021, registered Jul 20, 2021 (90 days) · Affiliated broker-dealer or bank to another
I••••• F•••••••• C••••••••• to C••••• I••••••••• A••••••• L••
left Dec 6, 2017, registered Dec 7, 2017 (1 days) · Other · moved with a team
E•••• N••••••• S••••••••• I••• to I••••• F•••••••• C•••••••••
left Oct 15, 2015, registered Oct 13, 2015 (-2 days) · Other · moved with a team
S•••••••• S••••••••• to E•••• N••••••• S••••••••• I•••
left Feb 3, 2014, registered Feb 6, 2014 (3 days) · Other
L•• F•••••••• L•• to S•••••••• S•••••••••
left Sep 19, 2012, registered Sep 19, 2012 (0 days) · corporate re-registration, not a move
I••• S••••••••• I••• to L•• F•••••••• L••
left May 27, 2008, registered May 27, 2008 (0 days) · corporate re-registration, not a move

Signals

T••••• J•••• N••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••• I••••••••• A••••••• L•• (registered 2024-07-01)
Jul 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address