DFX Intelligence

D•••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

D•••• D•••••••••

Advisor at C••••••

Austin, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f6b1260-7a88-bf4d-79e0-513788698e58

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 16, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Jul 10, 2026	n/a	yes	Austin, TX	Current employment
C•••••• A•••••••• I•••	Former SEC adviser	Jun 30, 2023	Jul 17, 2026	no	TULSA, OK\|AUSTIN, TX\|AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••• I•••	C••••••	Jul 17, 2026	Jul 10, 2026	-7	Bulk transfer	RIA to RIA
A••••• A•• P••••••• S•••••••	C•••••• A•••••••• I•••	May 25, 2023	Jun 30, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
111514:7870:NE:2019-01-03	Jan 3, 2019	Feb 27, 2018	OMAHA, NE	Firm change after gap

Relationships

Registered with (6)

→ C••••••Registered adviserregistration: current employment
Jul 10, 2026 to presentfactForm ADV
→ C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 30, 2023 to Jul 17, 2026factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Mar 11, 2019 to May 25, 2023factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
May 25, 2023
Advisor changed firm
D•••• D••••••••• left A••••• A•• P••••••• S••••••• for C•••••• A•••••••• I••• (registered 2023-06-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f6b1260-7a88-bf4d-79e0-513788698e58
First observed: Jun 16, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.