DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Dejan Dimitrijevic
At current firm
0 y
since Jul 10, 2026
In the industry
26 y
since May 1, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Corient independent RIA currentsince Jul 10, 2026 · Austin, Tx
- Capital Advisors, Inc. formerJun 30, 2023 to Jul 17, 2026 · Tulsa, Ok
- Advice And Planning Services BD affiliatedMar 11, 2019 to May 25, 2023 · Austin, Tx
- Td Ameritrade, Inc. formerFeb 27, 2018 to Jan 3, 2019 · Round Rock, Tx
- Td Ameritrade Investment Management, LLC formerFeb 26, 2018 to Jan 3, 2019 · Round Rock, Tx
- Scottrade Investment Management formerJun 16, 2016 to Feb 26, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Capital Advisors, Inc. to Corientleft Jul 17, 2026, registered Jul 10, 2026 (-7 days) · corporate re-registration, not a move
- Advice And Planning Services to Capital Advisors, Inc.left May 25, 2023, registered Jun 30, 2023 (36 days) · Affiliated broker-dealer or bank to independent RIA
- Td Ameritrade, Inc. to Advice And Planning Servicesleft Jan 3, 2019, registered Mar 11, 2019 (67 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jan 3, 2019, registered Feb 27, 2018 (-310 days) · channel change inside one enterprise, not a move · moved with a team
- Scottrade Investment Management to Td Ameritrade Investment Management, LLCleft Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
- Dejan Dimitrijevic left Advice And Planning Services for Capital Advisors, Inc. (registered 2023-06-30)May 25, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address