DFX Intelligence

K•••• S••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

K•••• S••••• B••••

Advisor at O•••••••

BEACHWOOD, OH | CYPRESS, TX

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Search this name across graphsid dfx:ria:1f72b1d7-1c91-993d-f5ef-571a565e7a90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jun 23, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 23, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••	Independent wealth	Nov 30, 2022	n/a	yes	CYPRESS, TX\|BEACHWOOD, OH	Current employment
M••• C••••••	Independent wealth	Feb 16, 2024	Mar 17, 2025	no	ANNAPOLIS, MD\|Cypress, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••• C••••••	n/a	Mar 17, 2025	n/a	n/a	Departure no registered destination	Departure
S•••••••• F•••••••• P•••••••• L••	O•••••••	Dec 31, 2023	Nov 30, 2022	-396

Team moves

••• Locked

Team	Left	Joined	From	Kind
154995:170484:TX:2018-05-31	May 31, 2018	May 31, 2018	HOUSTON, TX	Firm change

Relationships

Registered with (7)

→ O•••••••Registered adviserregistration: current employment
Nov 30, 2022 to presentfactForm ADV
→ M••• C••••••Registered adviserregistration: previous registration
Feb 16, 2024 to Mar 17, 2025factForm ADV
→ S•••••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 9, 2020 to Dec 31, 2023factForm ADV
→ B•••• F•••••••• A•••••••• L••Registered adviser

Dated events

Occurred
Mar 17, 2025
Advisor departed, no destination yet
K•••• S••••• B•••• no longer registered at M••• C••••••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Dec 31, 2023
Advisor changed firm
K•••• S••••• B•••• left S•••••••• F•••••••• P•••••••• L•• for Oneseven (registered 2022-11-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f72b1d7-1c91-993d-f5ef-571a565e7a90
First observed: Jun 23, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.