DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Keith Beggs
At current firm
3 y
since Nov 30, 2022
In the industry
12 y
since Jun 23, 2014 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Oneseven independent RIA currentsince Nov 30, 2022 · Cypress, Tx
- Mdrn Capital independent RIAFeb 16, 2024 to Mar 17, 2025 · Annapolis, Md
- Steadfast Financial Planning, LLC unclassifiedJul 9, 2020 to Dec 31, 2023 · Houston, Tx
- Baron Financial Advisors, LLC state registeredMay 31, 2018 to Jun 29, 2020 · Houston, Tx
- 212 Advisory Group, LLC unclassifiedAug 12, 2016 to May 31, 2018 · Houston, Tx
- Regal Investment Advisors LLC BD affiliatedMar 31, 2015 to Jun 23, 2016 · Houston, Tx
- Bright Owl Investment Advisors formerJun 23, 2014 to Dec 31, 2014 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Mdrn Capital to no registered destinationleft Mar 17, 2025 · Departure, no registered destination
- Steadfast Financial Planning, LLC to Onesevenleft Dec 31, 2023, registered Nov 30, 2022 (-396 days) · Other
- Baron Financial Advisors, LLC to Steadfast Financial Planning, LLCleft Jun 29, 2020, registered Jul 9, 2020 (10 days) · Other
- 212 Advisory Group, LLC to Baron Financial Advisors, LLCleft May 31, 2018, registered May 31, 2018 (0 days) · Other · moved with a team
- Regal Investment Advisors LLC to 212 Advisory Group, LLCleft Jun 23, 2016, registered Aug 12, 2016 (50 days) · Other
- Bright Owl Investment Advisors to Regal Investment Advisors LLCleft Dec 31, 2014, registered Mar 31, 2015 (90 days) · Other
Signals
- Keith Steven Beggs no longer registered at Mdrn Capital; no later IA registration on IAPDMar 17, 2025 · Advisor departure · fact
- Keith Steven Beggs left Steadfast Financial Planning, Llc for Oneseven (registered 2022-11-30)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address