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Advisor at TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Sep 15, 2026 | n/a | yes | DALLAS, TX | Current employment |
| TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS | Independent wealth | Oct 3, 2022 | n/a | yes | DALLAS, TX | Current employment |
| TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS | Independent wealth | Oct 3, 2022 | n/a | yes | DALLAS, TX | Current employment |
| NEUBERGER BERMAN BD LLC | No RAUM reported | Oct 16, 2013 | Sep 13, 2022 | no | NEW YORK, NY|DALLAS, TX | Previous registration |
| EDWARD JONES | National bd RIA | Feb 8, 2010 | Oct 22, 2010 | no | IRVING, TX|Maryland Heights, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN BD LLC | TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS | Sep 13, 2022 | Oct 3, 2022 | 20 | Firm change | Other |
| EDWARD JONES | NEUBERGER BERMAN BD LLC | Oct 22, 2010 | Oct 16, 2013 | 1,090 | Firm change after gap | Other |