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T••••• E•••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

T••••• E•••••• A••••••

Advisor at A•••••• E•••

LISLE, IL

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Search this name across graphsid dfx:ria:1f7acc88-4266-3081-7d8e-35ef685453bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• E•••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• E•••	Asset manager	Sep 5, 2018	n/a	yes	LISLE, IL	Current employment
D••••• C•••••• A••••••• L••	Asset manager	Mar 5, 2015	Sep 2, 2016	no	BOZEMAN, MT

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• C•••••• A••••••• L••	A•••••• E•••	Sep 2, 2016	Sep 5, 2018	733	Firm change after gap	Other
J••• M••••• S••••••••• L••	D••••• C•••••• A••••••• L••	Feb 25, 2015

Relationships

Registered with (4)

→ A•••••• E•••Registered adviserregistration: current employment
Sep 5, 2018 to presentfactForm ADV
→ D••••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Mar 5, 2015 to Sep 2, 2016factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 22, 2014 to Feb 25, 2015factForm ADV
→ A••••••• A•••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f7acc88-4266-3081-7d8e-35ef685453bc
First observed: Oct 24, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.