DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Engwall Aagaard
Feed of 09/14/2026
Also filed as Tom Aagaard
At current firm
8 y
since Sep 5, 2018
In the industry
15 y
since Sep 9, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Amplify Etfs asset manager currentsince Sep 5, 2018 · Lisle, Il
- Destra Capital Advisors LLC asset managerMar 5, 2015 to Sep 2, 2016 · Bozeman, Mt
- J.P. Morgan Securities LLC wirehouseAug 22, 2014 to Feb 25, 2015 · Wheaton, Il
- Advisors Asset Management, Inc. mixed wealthOct 24, 2011 to Apr 16, 2013 · Lisle, Il
Moves
a registration end followed by a registration begin elsewhere
- Destra Capital Advisors LLC to Amplify Etfsleft Sep 2, 2016, registered Sep 5, 2018 (733 days) · Other
- J.P. Morgan Securities LLC to Destra Capital Advisors LLCleft Feb 25, 2015, registered Mar 5, 2015 (8 days) · Other
- Advisors Asset Management, Inc. to J.P. Morgan Securities LLCleft Apr 16, 2013, registered Aug 22, 2014 (493 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address