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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

TIMOTHY BAIN HOWE

Advisor at PLANMEMBER SECURITIES CORPORATION

OVIEDO, FL | Naples, FL | Fort Myers, FL

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Search this name across graphsid dfx:ria:1f7fd4f2-cc23-41f5-3cc9-bcc09e2ec310

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PLANMEMBER SECURITIES CORPORATION
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 15, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: May 15, 1997
First registration: Feb 14, 2008
Dual registered: yes, broker-dealer
Other names: TIMOTHY BAIN HOWE|TIMOTHY B HOWE|BAIN HOWE
IAPD individual key: 2295870

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Sep 25, 2018	n/a	yes	OVIEDO, FL\|Fort Myers, FL\|Naples, FL	Current employment
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.	Independent wealth	Jun 30, 2015	Sep 5, 2018	no	NAPLES, FL\|Boca Raton, FL\|Naples, FL	Previous registration
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Aug 31, 2009	Mar 11, 2014	no	ALBANY, NY\|JOHNSTOWN, NY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 27, 2009	Aug 31, 2009	no	Glastonbury, CT	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	May 27, 2009	Sep 8, 2009	no	DETROIT, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 14, 2008	Apr 29, 2009	no	BUFFALO, NY\|BUFFALO, NY\|BUFFALO, NY\|MIAMISBURG, OH\|ITHACA, NY\|BUFFALO, NY\|BEACHWOOD, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.	PLANMEMBER SECURITIES CORPORATION	Sep 5, 2018	Sep 25, 2018	20	Firm change	RIA to RIA
JANNEY MONTGOMERY SCOTT LLC	HERBERT J. SIMS CAPITAL MANAGEMENT, INC.	Mar 11, 2014	Jun 30, 2015	476	Firm change after gap	Other
AMERIPRISE ADVISOR SERVICES, INC.	JANNEY MONTGOMERY SCOTT LLC	Sep 8, 2009	Aug 31, 2009	-8	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	AMERIPRISE ADVISOR SERVICES, INC.	Aug 31, 2009	May 27, 2009	-96	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 29, 2009	May 27, 2009	28	Firm change	Wirehouse to ibd

Relationships

Registered with (6)

→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: current employment
Sep 25, 2018 to presentfactForm ADV
→ HERBERT J. SIMS CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 30, 2015 to Sep 5, 2018factForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Aug 31, 2009 to Mar 11, 2014factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
May 27, 2009 to Sep 8, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 27, 2009 to Aug 31, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 14, 2008 to Apr 29, 2009factForm ADV

Dated events

No dated event names this entity yet.