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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GOODMAN ADVISORY GROUP, LLC

CRD 285637

NEEDHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f826759-9ad5-b833-ccf0-3fbca45fde8e

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Nov 9, 2016 to Mar 12, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=6.0
Regulatory AUM: $415MItem 5.F on the latest filing (2026-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $415M
Private client RAUM: $367MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $69.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 746
Individual clients: 160
High net worth clients: 212
Custody, client assets: $9.2M
SEC number: 801-108671
CRD: 285637
Filings on the tape: 27
First filed: Nov 9, 2016
Latest filed: Mar 12, 2026
Organised: Limited Liability Company, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEVEN MARTIN GOODMAN	Certified Financial Planner	NEEDHAM, MA	9	38	1	no
DEBORAH NICOLE GOODMAN	Certified Financial Planner	NEEDHAM, MA	9	19	n/a	yes
JOSEPH PAUL ROFINO	n/a	NEEDHAM, MA	9	13	1	yes
ROSALIE CRYAN	Chartered Financial Analyst	NEEDHAM, MA	3	13	n/a	yes
BRAD EDWARD BARTHELEMY	n/a	NEEDHAM, MA	2	12	n/a	yes
BERNARD JOHN LYNCH	Certified Financial Planner	NEEDHAM, MA	1	11	6	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOODMAN, DEBORAH, NICOLE	MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER	D	yes	10/2016	Nov 9, 2016	Nov 8, 2024
ROFINO, JOSEPH, PAUL	DIRECTOR OF RESEARCH AND PORTFOLIO MANAGER	C	yes	01/2020	Mar 30, 2020	Nov 8, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$415M	$415M	8	6	0	n/a	n/a
2024	Mar 27, 2025	$370M	$370M	8	4	0	n/a	n/a
2023	Mar 27, 2024	$297M	$297M	8	6	0	n/a	n/a
2022	Mar 27, 2023	$259M	$259M	6	5	0	n/a	n/a
2021	Mar 30, 2022	$317M	$315M	7	5	0	n/a	n/a
2020	Mar 24, 2021	$266M	$261M	7	5	0	n/a	n/a
2019	Mar 30, 2020	$230M	$214M	7	6	0	n/a	n/a
2018	Mar 26, 2019	$201M	$201M	7	5	0	n/a	n/a
2017	Mar 23, 2018	$223M	$223M	7	5	0	n/a	n/a
2016	Mar 18, 2017	$111M	$111M	4	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	16.7%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$415M	$370M	12.2%	$259M	17.0%	8	8	0	0

Relationships

Registered with (9)

← BERNARD JOHN LYNCHAdvisorregistration: current employment
Sep 9, 2025 to presentfactForm ADV
← BRAD EDWARD BARTHELEMYAdvisorregistration: current employment
Nov 15, 2023 to presentfactForm ADV
← ROSALIE CRYANAdvisorregistration: current employment
Feb 27, 2023 to presentfactForm ADV
← STEVEN MARTIN GOODMANAdvisorregistration: current employment
Jan 3, 2017 to presentfactForm ADV
← DEBORAH NICOLE GOODMANAdvisorregistration: current employment
Jan 3, 2017 to presentfactForm ADV
← JOSEPH PAUL ROFINOAdvisorregistration: current employment
Jan 3, 2017 to presentfactForm ADV
← Alan Abraham ZwickerAdvisorregistration: previous registration
Sep 9, 2025 to Jan 21, 2026factForm ADV
← DAVID LUKE BARLOWAdvisorregistration: previous registration
Oct 31, 2019 to Jun 3, 2024factForm ADV
← TIMOTHY ROBERT COUTUREAdvisorregistration: previous registration
Feb 22, 2017 to Mar 26, 2019factForm ADV

Controls (2)

← GOODMAN, DEBORAH, NICOLEOwnerMANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Nov 9, 2016 to Nov 8, 2024factForm ADV
← ROFINO, JOSEPH, PAULOwnerDIRECTOR OF RESEARCH AND PORTFOLIO MANAGER, ownership code C, individual
Mar 30, 2020 to Nov 8, 2024factForm ADV

Dated events

Occurred
Jan 21, 2026
Advisor changed firm
Alan Abraham Zwicker left Goodman Advisory Group, Llc for Schwab Wealth Advisory, Inc. (registered 2026-04-16)
Form ADVobserved 4 days ago
Occurred
Jun 3, 2024
Advisor changed firm
David Luke Barlow left Goodman Advisory Group, Llc for Grimes & Company (registered 2024-09-26)
Form ADVobserved 4 days ago
Occurred
Mar 23, 2018
Regulatory AUM changed
Goodman Advisory Group, Llc reported RAUM $222.8M, up 101% from $110.8M (2017-09-20 to 2018-03-23)
Form ADVobserved 4 days ago
$112M
Occurred
Nov 9, 2016
First Form ADV filing
Goodman Advisory Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f826759-9ad5-b833-ccf0-3fbca45fde8e
First observed: Nov 9, 2016
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GOODMAN ADVISORY GROUP, LLC

CRD 285637

NEEDHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f826759-9ad5-b833-ccf0-3fbca45fde8e

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:46 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEVEN MARTIN GOODMAN

Certified Financial Planner

NEEDHAM, MA

DEBORAH NICOLE GOODMAN

Certified Financial Planner

NEEDHAM, MA

n/a

yes

JOSEPH PAUL ROFINO

n/a

NEEDHAM, MA

yes

ROSALIE CRYAN

Chartered Financial Analyst

NEEDHAM, MA

n/a

yes

BRAD EDWARD BARTHELEMY

n/a

NEEDHAM, MA

n/a

yes

BERNARD JOHN LYNCH

Certified Financial Planner

NEEDHAM, MA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOODMAN, DEBORAH, NICOLE

MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

10/2016

Nov 9, 2016

Nov 8, 2024

ROFINO, JOSEPH, PAUL

DIRECTOR OF RESEARCH AND PORTFOLIO MANAGER

yes

01/2020

Mar 30, 2020

Nov 8, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$415M

n/a

2024

Mar 27, 2025

$370M

n/a

2023

Mar 27, 2024

$297M

n/a

2022

Mar 27, 2023

$259M

n/a

2021

Mar 30, 2022

$317M

$315M

n/a

2020

Mar 24, 2021

$266M

$261M

n/a

2019

Mar 30, 2020

$230M

$214M

n/a

2018

Mar 26, 2019

$201M

n/a

2017

Mar 23, 2018

$223M

n/a

2016

Mar 18, 2017

$111M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

16.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$415M

$370M

12.2%

$259M

17.0%