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RIA / WealthAdvisorCertified Financial Planner21 years in industry

DAVID LUKE BARLOW

Advisor at GRIMES & COMPANY

WESTBOROUGH, MA

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Search this name across graphsid dfx:ria:fdd7f880-efb7-64fb-d97b-a586d36cdc1d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRIMES & COMPANY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jul 1, 2005
First registration: Sep 2, 2005
Dual registered: no
IAPD individual key: 4948712

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRIMES & COMPANY	Independent wealth	Sep 26, 2024	n/a	yes	WESTBOROUGH, MA	Current employment
GOODMAN ADVISORY GROUP, LLC	Independent wealth	Oct 31, 2019	Jun 3, 2024	no	NEEDHAM, MA	Previous registration
FERRIS CAPITAL, LLC	Former SEC adviser	Feb 29, 2016	Jan 23, 2019	no	SOUTHBOROUGH, MA	Previous registration
BTS ASSET MANAGEMENT, INC.	Independent wealth	Sep 2, 2005	Jan 14, 2016	no	LEXINGTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GOODMAN ADVISORY GROUP, LLC	GRIMES & COMPANY	Jun 3, 2024	Sep 26, 2024	115	Firm change	RIA to RIA
FERRIS CAPITAL, LLC	GOODMAN ADVISORY GROUP, LLC	Jan 23, 2019	Oct 31, 2019	281	Firm change	RIA to RIA
BTS ASSET MANAGEMENT, INC.	FERRIS CAPITAL, LLC	Jan 14, 2016	Feb 29, 2016	46	Firm change	Other

Relationships

Registered with (4)

→ GRIMES & COMPANYRegistered adviserregistration: current employment
Sep 26, 2024 to presentfactForm ADV
→ GOODMAN ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Oct 31, 2019 to Jun 3, 2024factForm ADV
→ FERRIS CAPITAL, LLCRegistered adviserregistration: previous registration
Feb 29, 2016 to Jan 23, 2019factForm ADV
→ BTS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 2, 2005 to Jan 14, 2016factForm ADV

Dated events

Occurred
Jun 3, 2024
Advisor changed firm
David Luke Barlow left Goodman Advisory Group, Llc for Grimes & Company (registered 2024-09-26)
Form ADVobserved 4 days ago