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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Alan Abraham Zwicker

Advisor at SCHWAB WEALTH ADVISORY, INC.

Boston, MA

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Search this name across graphsid dfx:ria:3a764226-3ced-5121-2d75-d99b752f6df4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 21, 2005
First registration: Feb 12, 2008
Dual registered: yes, broker-dealer
Other names: ALAN ABRAHAM ZWICKER|Alan A Zwicker
IAPD individual key: 4966099

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Apr 16, 2026	n/a	yes	Boston, MA	Current employment
GOODMAN ADVISORY GROUP, LLC	Independent wealth	Sep 9, 2025	Jan 21, 2026	no	NEEDHAM, MA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Dec 1, 2011	Jan 6, 2025	no	BOSTON, MA	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Feb 12, 2008	Jun 6, 2011	no	HINGHAM, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GOODMAN ADVISORY GROUP, LLC	SCHWAB WEALTH ADVISORY, INC.	Jan 21, 2026	Apr 16, 2026	85	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	GOODMAN ADVISORY GROUP, LLC	Jan 6, 2025	Sep 9, 2025	246	Firm change	Other
1ST GLOBAL ADVISORS INC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jun 6, 2011	Dec 1, 2011	178	Firm change	Other

Relationships

Registered with (4)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Apr 16, 2026 to presentfactForm ADV
→ GOODMAN ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Sep 9, 2025 to Jan 21, 2026factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Dec 1, 2011 to Jan 6, 2025factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Feb 12, 2008 to Jun 6, 2011factForm ADV

Dated events

Occurred
Jan 21, 2026
Advisor changed firm
Alan Abraham Zwicker left Goodman Advisory Group, Llc for Schwab Wealth Advisory, Inc. (registered 2026-04-16)
Form ADVobserved 4 days ago
Occurred
Jan 6, 2025
Advisor changed firm
Alan Abraham Zwicker left Northwestern Mutual Investment Services,Llc for Goodman Advisory Group, Llc (registered 2025-09-09)
Form ADVobserved 4 days ago