DFX Intelligence

N•••••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

N•••••••• G•••••

Advisor at F••••• I•••••••••

Grafton, WI | PLANO, TX

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Search this name across graphsid dfx:ria:1f870a56-1f81-e495-383c-3cad3b2ac2b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 14, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Oct 30, 2025	n/a	yes	Grafton, WI\|PLANO, TX	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	Oct 28, 2025	no	MEQUON, WI\|GRAFTON, WI\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	F••••• I•••••••••	Oct 28, 2025	Oct 30, 2025	2	Firm change	Ibd to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
131750:288590:WI:2019-12-31	Dec 31, 2019	Nov 26, 2021	MILWAUKEE, WI	Firm change after gap

Relationships

Registered with (6)

→ F••••• I•••••••••Registered adviserregistration: current employment
Oct 30, 2025 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Oct 28, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Nov 26, 2021 to Mar 31, 2025factForm ADV
→ U•• M•••••• A•••••••• I•••

Dated events

Occurred
Oct 28, 2025
Advisor changed firm
N•••••••• G••••• left S•••••••• A••••••• L•• for F••••• I••••••••• (registered 2025-10-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f870a56-1f81-e495-383c-3cad3b2ac2b0
First observed: Aug 14, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.