RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Oct 30, 2025 · Grafton, Wi
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Oct 28, 2025 · Mequon, Wi
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 26, 2021 to Mar 31, 2025 · Mequon, Wi
- U•• M•••••• A•••••••• I••• asset managerMay 11, 2018 to Dec 31, 2019 · Milwaukee, Wi
- A•••••••• F•••• M••••••••• L•• asset managerDec 22, 2016 to Sep 19, 2017 · Menomonee Falls, Wi
- B•• H••••• F•••••••• A•••••••• I•• formerAug 14, 2014 to Jun 24, 2016 · Brookfield, Wi
- S•••••••• A••••••• L•• to F••••• I•••••••••left Oct 28, 2025, registered Oct 30, 2025 (2 days) · Affiliated broker-dealer or bank to independent RIA
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- U•• M•••••• A•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Dec 31, 2019, registered Nov 26, 2021 (696 days) · Other · moved with a team
- A•••••••• F•••• M••••••••• L•• to U•• M•••••• A•••••••• I•••left Sep 19, 2017, registered May 11, 2018 (234 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to A•••••••• F•••• M••••••••• L••left Jun 24, 2016, registered Dec 22, 2016 (181 days) · Other
- N•••••••• G••••• left S•••••••• A••••••• L•• for F••••• I••••••••• (registered 2025-10-30)Oct 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address