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RIA / WealthAdvisor16 years in industry

ALEXANDER S GARRETT

Advisor at SVB WEALTH

Atlanta, GA

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Search this name across graphsid dfx:ria:1fa8cb7d-80a9-153e-1764-315acbc236ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SVB WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 12, 2009
First registration: Dec 15, 2009
Dual registered: no
Other names: ALEXANDER S GARRETT|ALEX GARRETT|ALEXANDER GARRETT|Alexander Scott Garrett
IAPD individual key: 5004399

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SVB WEALTH	Independent wealth	Feb 19, 2025	n/a	yes	Atlanta, GA	Current employment
REGIMEN WEALTH, LLC	Independent wealth	Feb 23, 2023	Feb 29, 2024	no	ATLANTA, GA	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Dec 11, 2018	Dec 16, 2022	no	ATLANTA, GA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 14, 2018	Jun 22, 2018	no	Atlanta, GA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 15, 2009	May 30, 2018	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REGIMEN WEALTH, LLC	SVB WEALTH	Feb 29, 2024	Feb 19, 2025	356	Firm change	RIA to ibd
OPPENHEIMER & CO. INC.	REGIMEN WEALTH, LLC	Dec 16, 2022	Feb 23, 2023	69	Firm change	Ibd to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	OPPENHEIMER & CO. INC.	Jun 22, 2018	Dec 11, 2018	172	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	May 30, 2018	Jun 14, 2018	15	Firm change	Wirehouse to ibd

Relationships

Registered with (5)

→ SVB WEALTHRegistered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ REGIMEN WEALTH, LLCRegistered adviserregistration: previous registration
Feb 23, 2023 to Feb 29, 2024factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Dec 11, 2018 to Dec 16, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 14, 2018 to Jun 22, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 15, 2009 to May 30, 2018factForm ADV

Dated events

Occurred
Feb 29, 2024
Advisor changed firm
Alexander S Garrett left Regimen Wealth, Llc for Svb Wealth (registered 2025-02-19)
Form ADVobserved 5 days ago
Occurred
Dec 16, 2022
Advisor changed firm
Alexander S Garrett left Oppenheimer & Co. Inc. for Regimen Wealth, Llc (registered 2023-02-23)
Form ADVobserved 5 days ago