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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

STACKSTONE WEALTH, LLC

CRD 342692

DUBUQUE, IA

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Search this name across graphsid dfx:ria:1fae2e91-47a8-2a1b-9bca-d96845647236

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 3
On other graphs: 0
Observed: Jun 24, 2026 to Aug 25, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-08-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 19
Employees: 27
Advisory employees: 18
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-136461
CRD: 342692
Filings on the tape: 3
First filed: Jun 24, 2026
Latest filed: Aug 25, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	In industry	Prior firms	Dual registered
RICKY JOSEPH WINSLOW	Certified Financial Planner	DUBUQUE, IA	32	1	no
GARY LYNN ROWAN	n/a	DUBUQUE, IA	30	1	no
SCOTT GERARD LEIBFRIED	Chartered Financial Consultant	DUBUQUE, IA	28	1	no
KELLY SUE SCHWIGEL	n/a	DUBUQUE, IA	24	1	no
ALYSIA ANN HARRICK	n/a	MARQUETTE, MI \| DUBUQUE, IA	24	3	no
MARK T FREDERICK	n/a	DUBUQUE, IA	24	3	no
April R Blasen	Certified Financial Planner	DUBUQUE, IA	22	1	no
STACEY ANN WILLENBRING	n/a	DUBUQUE, IA	21	1	no
JOSEPH ANDREW LEIBFRIED	Certified Financial Planner	DUBUQUE, IA	13	1	no
Gregory Mehler Johns	n/a	DUBUQUE, IA \| LAKE GENEVA, WI	10	4	no
Steven Glenn McDonough	n/a	DUBUQUE, IA	12	5	no
Brittany Marie Glendenning	n/a	DUBUQUE, IA	10	1	no
Logan Ben	Certified Financial Planner	DUBUQUE, IA	10	1	no
Conner R Krantz	n/a	DUBUQUE, IA	15	1	no
Ryan Keating	Certified Financial Planner	DUBUQUE, IA	11	1	no
Hannah Fangmann	n/a	DUBUQUE, IA	13	1	no
Nick Splinter	n/a	DUBUQUE, IA	11	1	no
Aiden Dunne	n/a	DUBUQUE, IA	12	1	no
DEANNA JEAN BROWN	n/a	DUBUQUE, IA \| ROCKFORD, IL	26	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BALANCED GROWTH PARTNERS, LLC	Owner	E	yes	06/2026	Aug 25, 2026	Aug 25, 2026
LEIBFRIED, JOSEPH, ANDREW	President	Na	yes	06/2026	Aug 25, 2026	Aug 25, 2026
LEIBFRIED, SCOTT, GERARD	CHIEF EXECUTIVE OFFICER	Na	yes	06/2026	Aug 25, 2026	Aug 25, 2026
SIZEMORE, STACY, LEIGH	CHIEF COMPLIANCE OFFICER	Na	yes	05/2026	Aug 25, 2026	Aug 25, 2026

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
19	0	19	0.0%	19	0	0	19	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AMERIPRISE FINANCIAL SERVICES, LLC	13	Jun 29, 2026	Jun 24, 2026	DUBUQUE, IA	Team lift out	Ibd to new firm	0.1%
AMERIPRISE FINANCIAL SERVICES, LLC	4	Jun 26, 2026	Jun 24, 2026	DELAVAN, WI	Team lift out	Ibd to new firm	0.0%

Relationships

Controls (4)

← LEIBFRIED, SCOTT, GERARDOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Aug 25, 2026 to presentfactForm ADV
← BALANCED GROWTH PARTNERS, LLCOwnerOWNER, ownership code E, domestic entity
Aug 25, 2026 to presentfactForm ADV
← LEIBFRIED, JOSEPH, ANDREWOwnerPRESIDENT, ownership code NA, individual
Aug 25, 2026 to presentfactForm ADV
← SIZEMORE, STACY, LEIGHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 25, 2026 to presentfactForm ADV

Registered with (19)

← DEANNA JEAN BROWNAdvisorregistration: current employment
Jun 30, 2026 to presentfactForm ADV
← RICKY JOSEPH WINSLOWAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← GARY LYNN ROWANAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← SCOTT GERARD LEIBFRIEDAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← KELLY SUE SCHWIGELAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← ALYSIA ANN HARRICKAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← MARK T FREDERICKAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← April R BlasenAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← STACEY ANN WILLENBRINGAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← JOSEPH ANDREW LEIBFRIEDAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Gregory Mehler JohnsAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Steven Glenn McDonoughAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Brittany Marie GlendenningAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Logan BenAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Conner R KrantzAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Ryan KeatingAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Hannah FangmannAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Nick SplinterAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Aiden DunneAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV

Moved with (1)

← AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviser13 advisors, team lift out
Jun 29, 2026 to Jun 24, 2026factForm ADV

Dated events

Occurred
Jun 29, 2026
Team lift-out
13 advisors left Ameriprise Financial Services, LLC (Dubuque, IA) for Stackstone Wealth, LLC within 8 days
Form ADVobserved 4 days ago
13 advisors
Occurred
Jun 26, 2026
Team lift-out
4 advisors left Ameriprise Financial Services, LLC (Delavan, WI) for Stackstone Wealth, LLC within 11 days
Form ADVobserved 4 days ago
4 advisors
Occurred
Jun 24, 2026
Advisor owns new adviser
Stacy Sizemore, registered through Tru Independence Asset Management, LLC (Portland, OR), is a direct owner of Stackstone Wealth, LLC, an adviser first registered 2026-06-24; in 2023-2025, 164 of 330 such owners registered at this class of firm moved to the new adviser within a year, median 92 days after the filing
Form ADVobserved 3 days ago