DFX Intelligence

J••••• A••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

J••••• A••••• L••••••••

Advisor at S••••••••• W•••••• L••

DUBUQUE, IA

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Search this name across graphsid dfx:ria:ed8ebcde-39d8-f7dc-265f-bcf518083287

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Oct 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••• L••	No RAUM reported	Jun 24, 2026	n/a	yes	DUBUQUE, IA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jan 1, 2013	Jul 1, 2026	no	Dubuque, IA\|Peosta, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	S••••••••• W•••••• L••	Jul 1, 2026	Jun 24, 2026	-7	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:342692:IA:2026-06-29	Jul 1, 2026	Jun 24, 2026	PEOSTA, IA	Firm change

Relationships

Registered with (2)

→ S••••••••• W•••••• L••Registered adviserregistration: current employment
Jun 24, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 1, 2013 to Jul 1, 2026factForm ADV

Dated events

Occurred
Jul 1, 2026
Advisor changed firm
J••••• A••••• L•••••••• left A••••••••• F•••••••• S•••••••• L•• for S••••••••• W•••••• L•• (registered 2026-06-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed8ebcde-39d8-f7dc-265f-bcf518083287
First observed: Jan 1, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.