DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••• F•••••••• A•••••••• I•••
EL PASO, TX | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jan 3, 2011 | n/a | yes | EL PASO, TX|AUSTIN, TX | Current employment |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Sep 23, 2008 | Jan 3, 2011 | no | AUSTIN, TX|EL PASO, TX|ADDISON, TX|EL PASO, TX|EL PASO, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••• F•••••••• P•••••••• L•• | V••• F•••••••• A•••••••• I••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| S•••••••• F•••••••• C•••••••• L•• | V••• F•••••••• P•••••••• L•• | Sep 17, 2008 | Sep 23, 2008 |
| S•••••••• F•••••••• C•••••••• L•• | Independent wealth | Jul 13, 2007 | Sep 17, 2008 | no | SAN ANTONIO, TX | Previous registration |
| O••••• A•••• M••••••••• L•• | Former SEC adviser | Mar 20, 2006 | Dec 31, 2006 | no | MCALLEN, TX | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Apr 25, 2003 | Aug 4, 2005 | no | EL PASO, TX | Previous registration |
| 6 |
| Firm change |
| Other |
| O••••• A•••• M••••••••• L•• | S•••••••• F•••••••• C•••••••• L•• | Dec 31, 2006 | Jul 13, 2007 | 194 | Firm change | Other |
| V•••• F•••••••• A•••••••• I••• | O••••• A•••• M••••••••• L•• | Aug 4, 2005 | Mar 20, 2006 | 228 | Firm change | Other |