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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TAMRO CAPITAL PARTNERS LLC

CRD 144764

ALEXANDRIA, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1fcbc097-0e31-e7cf-7b73-85ca4b1748c7

Data as of Dec 18, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2012 to Dec 18, 2015
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $743MItem 5.F on the latest filing (2015-12-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $743M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 10
Accounts: 28
SEC number: 801-68235
CRD: 144764
Filings on the tape: 7
First filed: Feb 9, 2012
Latest filed: Dec 18, 2015
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AURORA INVESTMENT MANAGEMENT PTY LTD	Trustee	F	yes	11/2014	Dec 4, 2014	Dec 18, 2015
AURORA TRUST	Member	E	yes	11/2014	Dec 4, 2014	Dec 18, 2015
BNP PARIBAS ASSET MANAGEMENT, INC.	Member	C	yes	02/2010	Feb 9, 2012	Dec 18, 2015
HOLLAND, TIMOTHY, ARTHUR	PORTFOLIO MANAGER	Na	yes	07/2009	Feb 9, 2012	Dec 18, 2015
KELLOGG, SUZANNE, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	yes	11/2012	Nov 20, 2012	Dec 18, 2015
LAIRD NORTON COMPANY, LLC	Shareholder	E	yes	12/2007	Feb 9, 2012	Dec 18, 2015
LAIRD NORTON COMPANY, LLC	Member	E	yes	08/2006	Feb 9, 2012	Dec 18, 2015
LNC INVESTMENT CO, LLC	Member	C	yes	01/2007	Feb 9, 2012	Dec 18, 2015
MATHAI, JOHN, DAVID	Principal	D	yes	07/2007	Feb 9, 2012	Dec 18, 2015
MATHAI, ROBERT, WILLIAM	Principal	D	yes	07/2007	Feb 9, 2012	Dec 18, 2015
NEUMANN, KATHLEEN, BILZ	President	Na	yes	07/2007	Feb 9, 2012	Dec 18, 2015
NORTHERN LIGHTS CAPITAL PARTNERS, LLC	Unitholder	C	yes	11/2014	Feb 9, 2012	Dec 18, 2015
TAMRO MANAGEMENT, LLC	Member	D	yes	07/2007	Feb 9, 2012	Dec 18, 2015
TASHO, PHILIP, DAVID	MANAGING MEMBER	C	yes	07/2007	Feb 9, 2012	Dec 18, 2015
TASHO, PHILIP, DAVID	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	Na	yes	07/2007	Feb 9, 2012	Dec 18, 2015
TREASURY GROUP LIMITED	Unitholder	D	yes	11/2014	Dec 4, 2014	Dec 18, 2015
VAN DEN BERG, MALINI, ANN	CHIEF OPERATING OFFICER	Na	yes	11/2012	Nov 20, 2012	Dec 18, 2015
VINCENT, JEFFERY, STEVEN	Manager	F	yes	12/2000	Feb 9, 2012	Dec 18, 2015
WHITE PINE, INC.	Member	C	yes	12/2007	Feb 9, 2012	Dec 18, 2015
NORTHERN LIGHTS MIDCO, LLC	Member	B	no	07/2014	Dec 4, 2014	Dec 18, 2015
STELLATE PARTNERS LLC	Member	A	no	07/2007	Feb 9, 2012	Dec 18, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 20, 2015	$1.5B	$1.5B	18	13	n/a	n/a	n/a
2013	Mar 19, 2014	$2.5B	$2.5B	16	11	n/a	n/a	n/a
2012	Mar 22, 2013	$1.9B	$1.9B	16	9	n/a	n/a	n/a
2011	Feb 9, 2012	$1.6B	$1.6B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$743M	$2.5B	-69.8%	$1.6B	-22.3%	14	16	n/a	n/a

Relationships

Controls (17)

← NEUMANN, KATHLEEN, BILZOwnerPRESIDENT, ownership code NA, individual
Feb 9, 2012 to presentfactForm ADV
← MATHAI, JOHN, DAVIDOwnerPRINCIPAL, ownership code D, individual
Feb 9, 2012 to presentfactForm ADV
← TASHO, PHILIP, DAVIDOwnerMANAGING MEMBER, ownership code C, individual
Feb 9, 2012 to presentfactForm ADV
← VAN DEN BERG, MALINI, ANNOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Nov 20, 2012 to presentfactForm ADV
← MATHAI, ROBERT, WILLIAMOwnerPRINCIPAL, ownership code D, individual
Feb 9, 2012 to presentfactForm ADV
← VINCENT, JEFFERY, STEVENOwnerMANAGER, ownership code F, individual
Feb 9, 2012 to presentfactForm ADV
← KELLOGG, SUZANNE, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 20, 2012 to presentfactForm ADV
← HOLLAND, TIMOTHY, ARTHUROwnerPORTFOLIO MANAGER, ownership code NA, individual
Feb 9, 2012 to presentfactForm ADV
← AURORA INVESTMENT MANAGEMENT PTY LTDOwnerTRUSTEE, ownership code F, foreign entity
Dec 4, 2014 to presentfactForm ADV
← AURORA TRUSTOwnerMEMBER, ownership code E, foreign entity
Dec 4, 2014 to presentfactForm ADV
← BNP PARIBAS ASSET MANAGEMENT, INC.OwnerMEMBER, ownership code C, foreign entity
Feb 9, 2012 to presentfactForm ADV
← LAIRD NORTON COMPANY, LLCOwnerMEMBER, ownership code E, domestic entity
Feb 9, 2012 to presentfactForm ADV
← LNC INVESTMENT CO, LLCOwnerMEMBER, ownership code C, domestic entity
Feb 9, 2012 to presentfactForm ADV
← NORTHERN LIGHTS CAPITAL PARTNERS, LLCOwnerUNITHOLDER, ownership code C, domestic entity
Feb 9, 2012 to presentfactForm ADV
← TAMRO MANAGEMENT, LLCOwnerMEMBER, ownership code D, domestic entity
Feb 9, 2012 to presentfactForm ADV
← TREASURY GROUP LIMITEDOwnerUNITHOLDER, ownership code D, foreign entity
Dec 4, 2014 to presentfactForm ADV
← WHITE PINE, INC.OwnerMEMBER, ownership code C, domestic entity
Feb 9, 2012 to presentfactForm ADV

Owns (2)

← NORTHERN LIGHTS MIDCO, LLCOwnerMEMBER, ownership code B, domestic entity
Dec 4, 2014 to presentfactForm ADV
← STELLATE PARTNERS LLCOwnerMEMBER, ownership code A, domestic entity
Feb 9, 2012 to presentfactForm ADV

Registered with (3)

← SUZANNE ELIZABETH KELLOGGAdvisorregistration: previous registration
Oct 24, 2013 to Mar 21, 2016factForm ADV
← TIMOTHY ARTHUR HOLLANDAdvisorregistration: previous registration
Feb 9, 2012 to Mar 21, 2016factForm ADV
← BETSY M MOSZETERAdvisorregistration: previous registration
Jun 17, 2010 to Dec 4, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fcbc097-0e31-e7cf-7b73-85ca4b1748c7
First observed: Feb 9, 2012
Last observed: Dec 18, 2015 130 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TAMRO CAPITAL PARTNERS LLC

CRD 144764

ALEXANDRIA, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1fcbc097-0e31-e7cf-7b73-85ca4b1748c7

Data as of Dec 18, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:10 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AURORA INVESTMENT MANAGEMENT PTY LTD

Trustee

yes

11/2014

Dec 4, 2014

Dec 18, 2015

AURORA TRUST

Member

yes

11/2014

Dec 4, 2014

Dec 18, 2015

BNP PARIBAS ASSET MANAGEMENT, INC.

Member

yes

02/2010

Feb 9, 2012

Dec 18, 2015

HOLLAND, TIMOTHY, ARTHUR

PORTFOLIO MANAGER

yes

07/2009

Feb 9, 2012

Dec 18, 2015

KELLOGG, SUZANNE, ELIZABETH

CHIEF COMPLIANCE OFFICER

yes

11/2012

Nov 20, 2012

Dec 18, 2015

LAIRD NORTON COMPANY, LLC

Shareholder

yes

12/2007

Feb 9, 2012

Dec 18, 2015

LAIRD NORTON COMPANY, LLC

Member

yes

08/2006

Feb 9, 2012

Dec 18, 2015

LNC INVESTMENT CO, LLC

Member

yes

01/2007

Feb 9, 2012

Dec 18, 2015

MATHAI, JOHN, DAVID

Principal

yes

07/2007

Feb 9, 2012

Dec 18, 2015

MATHAI, ROBERT, WILLIAM

Principal

yes

07/2007

Feb 9, 2012

Dec 18, 2015

NEUMANN, KATHLEEN, BILZ

President

yes

07/2007

Feb 9, 2012

Dec 18, 2015

NORTHERN LIGHTS CAPITAL PARTNERS, LLC

Unitholder

yes

11/2014

Feb 9, 2012

Dec 18, 2015

TAMRO MANAGEMENT, LLC

Member

yes

07/2007

Feb 9, 2012

Dec 18, 2015

TASHO, PHILIP, DAVID

MANAGING MEMBER

yes

07/2007

Feb 9, 2012

Dec 18, 2015

TASHO, PHILIP, DAVID

CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER

yes

07/2007

Feb 9, 2012

Dec 18, 2015

TREASURY GROUP LIMITED

Unitholder

yes

11/2014

Dec 4, 2014

Dec 18, 2015

VAN DEN BERG, MALINI, ANN

CHIEF OPERATING OFFICER

yes

11/2012

Nov 20, 2012

Dec 18, 2015

VINCENT, JEFFERY, STEVEN

Manager

yes

12/2000

Feb 9, 2012

Dec 18, 2015

WHITE PINE, INC.

Member

yes

12/2007

Feb 9, 2012

Dec 18, 2015

NORTHERN LIGHTS MIDCO, LLC

Member

07/2014

Dec 4, 2014

Dec 18, 2015

STELLATE PARTNERS LLC

Member

07/2007

Feb 9, 2012

Dec 18, 2015

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 20, 2015

$1.5B

n/a

2013

Mar 19, 2014

$2.5B

n/a

2012

Mar 22, 2013

$1.9B

n/a

2011

Feb 9, 2012

$1.6B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$743M

$2.5B

-69.8%

$1.6B

-22.3%

n/a