DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• P•••••••• S••••••••• L••
BERWYN, PA | OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Jan 24, 2023 | n/a | yes | OMAHA, NE|BERWYN, PA | Current employment |
| O•••• P•••••••• S••••••••• L•• | Former SEC adviser | Jan 7, 2022 | Jan 6, 2023 | no | OMAHA, NE|Berwyn, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• P•••••••• S••••••••• L•• | O•••• P•••••••• S••••••••• L•• | Jan 6, 2023 | Jan 24, 2023 | 18 | Bulk transfer | RIA to ibd |
| O•••• P•••••••• S••••••••• L•• | O•••• P•••••••• S••••••••• L•• | Dec 31, 2021 | Jan 7, 2022 |
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Oct 19, 2020 | Dec 31, 2021 | no | OMAHA, NE | Previous registration |
| B•••••• C•••••• I•• | Former SEC adviser | Mar 31, 2017 | Oct 16, 2020 | no | BERWYN, PA | Previous registration |
| T•••• C•••••• P••••••• L•• | Former SEC adviser | Feb 9, 2012 | Mar 21, 2016 | no | ALEXANDRIA, VA | Previous registration |
| 7 |
| Bulk transfer |
| Ibd to RIA |
| B•••••• C•••••• I•• | O•••• P•••••••• S••••••••• L•• | Oct 16, 2020 | Oct 19, 2020 | 3 | Bulk transfer | Ibd to ibd |
| T•••• C•••••• P••••••• L•• | B•••••• C•••••• I•• | Mar 21, 2016 | Mar 31, 2017 | 375 | Firm change | Other |