DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Tamro Capital Partners LLC

Former SEC-registered adviserAlexandria, VirginiaCRD 144764SEC 801-68235IAPD
Latest filing Dec 18, 2015
First filing on the tape Feb 9, 2012 · 7 filings
RAUM
$743M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
10 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$1.5B as of Mar 20, 2015
Feb 9, 2012$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)6 as of Mar 20, 2015
Mar 22, 20133 then
Employees (5.A)18 as of Mar 20, 2015
Mar 22, 201316 then
Private funds: no history
RAUM -70% over the last fiscal year-22% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Dec 18, 2015; every figure names its basis
RAUM per advisor
$149MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$26.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.8derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-39%derivedbetween the last two annual amendments
Advisor growth, one year
+20%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
28reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Arthur Timothy Holland · Portfolio Managercontrol
      since 07/2009 · owns less than 5%
    • Elizabeth Suzanne Kellogg · Chief Compliance Officercontrol
      since 11/2012 · owns less than 5%
    • Bilz Kathleen Neumann · Presidentcontrol
      since 07/2007 · owns less than 5%
    • David Philip Tasho · Chief Executive Officer And Chief Investment Officercontrol
      since 07/2007 · owns less than 5%
    • Ann Malini Van Den Berg · Chief Operating Officercontrol
      since 11/2012 · owns less than 5%
    • David John Mathai · Principalcontrol
      since 07/2007 · owns 50% to 75% of Stellate Partners LLC
    • William Robert Mathai · Principalcontrol
      since 07/2007 · owns 50% to 75% of Stellate Partners LLC
    • David Philip Tasho · Managing Membercontrol
      since 07/2007 · owns 25% to 50% of Tamro Management, LLC
    • Steven Jeffery Vincent · Managercontrol
      since 12/2000 · owns F of Laird Norton Company, LLC
    Entity owners
    • Tamro Management, LLC · Member
      direct · owns 50% to 75%
    • Aurora Investment Management Pty Ltd · Trustee
      indirect · owns F of Aurora Trust
    • Aurora Trust · Member
      indirect · owns 75% or more of Northern Lights Midco, LLC
    • Bnp Paribas Asset Management, Inc. · Member
      indirect · owns 25% to 50% of Northern Lights Capital Partners, LLC
    • Laird Norton Company, LLC · Member
      indirect · owns 75% or more of Lnc Investment Co, LLC
    • Laird Norton Company, LLC · Shareholder
      indirect · owns 75% or more of White Pine, Inc
    • Lnc Investment Co, LLC · Member
      indirect · owns 25% to 50% of Northern Lights Capital Partners, LLC
    • Northern Lights Capital Partners, LLC · Unitholder
      indirect · owns 25% to 50% of Aurora Trust
    • Treasury Group Limited · Unitholder
      indirect · owns 50% to 75% of Aurora Trust
    • White Pine, Inc. · Member
      indirect · owns 25% to 50% of Lnc Investment Co, LLC
    • Northern Lights Midco, LLC · Member
      direct · owns 10% to 25%
    • Stellate Partners LLC · Member
      direct · owns 5% to 10%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 176 to 28
      Mar 20, 2015 to Dec 18, 2015
    • Advisory employees · 13 to 10
      Mar 20, 2015 to Dec 18, 2015
    • Employees · 18 to 14
      Mar 20, 2015 to Dec 18, 2015
    • State-registered IARs · 6 to 5
      Mar 20, 2015 to Dec 18, 2015
    • Discretionary RAUM · $1.5B to $743M
      Mar 20, 2015 to Dec 18, 2015
    • RAUM · $1.5B to $743M
      Mar 20, 2015 to Dec 18, 2015
    • Accounts · 181 to 176
      Dec 4, 2014 to Mar 20, 2015
    • Advisory employees · 12 to 13
      Dec 4, 2014 to Mar 20, 2015
    • Employees · 17 to 18
      Dec 4, 2014 to Mar 20, 2015
    • Discretionary RAUM · $1.5B to $1.5B
      Dec 4, 2014 to Mar 20, 2015
    • RAUM · $1.5B to $1.5B
      Dec 4, 2014 to Mar 20, 2015
    • Accounts · 276 to 181
      Mar 19, 2014 to Dec 4, 2014
    • Advisory employees · 11 to 12
      Mar 19, 2014 to Dec 4, 2014
    • Employees · 16 to 17
      Mar 19, 2014 to Dec 4, 2014
    • State-registered IARs · 5 to 6
      Mar 19, 2014 to Dec 4, 2014
    • Discretionary RAUM · $2.5B to $1.5B
      Mar 19, 2014 to Dec 4, 2014
    • RAUM · $2.5B to $1.5B
      Mar 19, 2014 to Dec 4, 2014
    • Accounts · 288 to 276
      Mar 22, 2013 to Mar 19, 2014
    • Advisory employees · 9 to 11
      Mar 22, 2013 to Mar 19, 2014
    • State-registered IARs · 3 to 5
      Mar 22, 2013 to Mar 19, 2014
    • Discretionary RAUM · $1.9B to $2.5B
      Mar 22, 2013 to Mar 19, 2014
    • RAUM · $1.9B to $2.5B
      Mar 22, 2013 to Mar 19, 2014
    • Accounts · 210 to 288
      Nov 20, 2012 to Mar 22, 2013
    • State-registered IARs · 4 to 3
      Nov 20, 2012 to Mar 22, 2013
    • Discretionary RAUM · $1.6B to $1.9B
      Nov 20, 2012 to Mar 22, 2013
    • RAUM · $1.6B to $1.9B
      Nov 20, 2012 to Mar 22, 2013
    • Related broker-dealer · false to true
      Nov 20, 2012 to Mar 22, 2013
    • Advisory employees · unset to 9.0
      Feb 9, 2012 to Nov 20, 2012
    • Employees · unset to 16.0
      Feb 9, 2012 to Nov 20, 2012
    • State-registered IARs · unset to 4.0
      Feb 9, 2012 to Nov 20, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026