DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• F•••••••• N••••••• L••
TINLEY PARK, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• F•••••••• N••••••• L•• | Independent wealth | Aug 7, 2019 | n/a | yes | TINLEY PARK, IL | Current employment |
| E•••••••• C•••••• M••••••••• I•• | State registered | Aug 30, 2017 | Jun 12, 2019 | no | chicago, IL|OMAHA, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••••• C•••••• M••••••••• I•• | M•••••• F•••••••• N••••••• L•• | Jun 12, 2019 | Aug 7, 2019 | 56 | Firm change | Other |
| H••••• I••••••••• M••••••••• L•• | E•••••••• C•••••• M••••••••• I•• | Aug 24, 2017 | Aug 30, 2017 |
| H••••• I••••••••• M••••••••• L•• | Independent wealth | Mar 16, 2015 | Aug 24, 2017 | no | CHICAGO, IL|CINCINNATI, OH | Previous registration |
| F•••• A••••••• N•••••••• L•• | Independent wealth | Sep 9, 2014 | Mar 5, 2015 | no | TINLEY PARK, IL|ATLANTA, GA | Previous registration |
| F•••• T•••• A••••••• L• | Asset manager | Jan 6, 2009 | Feb 24, 2009 | no | WHEATON, IL | Previous registration |
| 6 |
| Firm change |
| Other |
| F•••• A••••••• N•••••••• L•• | H••••• I••••••••• M••••••••• L•• | Mar 5, 2015 | Mar 16, 2015 | 11 | Firm change | Other |
| F•••• T•••• A••••••• L• | F•••• A••••••• N•••••••• L•• | Feb 24, 2009 | Sep 9, 2014 | 2,023 | Firm change after gap | Other |