RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• J••••• K••••••
- M•••••• F•••••••• N••••••• L•• independent RIA currentsince Aug 7, 2019 · Tinley Park, Il
- E•••••••• C•••••• M••••••••• I•• state registeredAug 30, 2017 to Jun 12, 2019 · Chicago, Il
- H••••• I••••••••• M••••••••• L•• independent RIAMar 16, 2015 to Aug 24, 2017 · Chicago, Il
- F•••• A••••••• N•••••••• L•• independent RIASep 9, 2014 to Mar 5, 2015 · Tinley Park, Il
- F•••• T•••• A••••••• L• asset managerJan 6, 2009 to Feb 24, 2009 · Wheaton, Il
- E•••••••• C•••••• M••••••••• I•• to M•••••• F•••••••• N••••••• L••left Jun 12, 2019, registered Aug 7, 2019 (56 days) · Other
- H••••• I••••••••• M••••••••• L•• to E•••••••• C•••••• M••••••••• I••left Aug 24, 2017, registered Aug 30, 2017 (6 days) · Other
- F•••• A••••••• N•••••••• L•• to H••••• I••••••••• M••••••••• L••left Mar 5, 2015, registered Mar 16, 2015 (11 days) · Other
- F•••• T•••• A••••••• L• to F•••• A••••••• N•••••••• L••left Feb 24, 2009, registered Sep 9, 2014 (2023 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address