H••• S•• L••

Advisor at T••••• A••••••• G••••

Fresno, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• G••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 30, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• G••••	State registered	Jul 18, 2017	n/a	yes	Fresno, CA	Current employment
O• P•••••• C•••••• L••	Former SEC adviser	Jan 15, 2016	May 2, 2017	no	WALNUT CREEK, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O• P•••••• C•••••• L••	T••••• A••••••• G••••	May 2, 2017	Jul 18, 2017	77	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	O• P•••••• C•••••• L••	Jan 19, 2016	Jan 15, 2016

Relationships

Registered with (3)

→ T••••• A••••••• G••••Registered adviserregistration: current employment
Jul 18, 2017 to presentfactForm ADV
→ O• P•••••• C•••••• L••Registered adviserregistration: previous registration
Jan 15, 2016 to May 2, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 22, 2011 to Jan 19, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 22, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.