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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

OM PACIFIC CAPITAL LLC

CRD 269970

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Search this name across graphsid dfx:ria:33db07a5-9d49-0a8f-364d-dc6aa8f287c9

Data as of Mar 4, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2015 to Mar 4, 2016
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $11.0MItem 5.F on the latest filing (2016-03-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $11.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $11.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Accounts: 27
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $10.0Mgross asset value as reported per fund; never fund size
SEC number: 801-101513
CRD: 269970
Filings on the tape: 10
First filed: Jul 10, 2015
Latest filed: Mar 4, 2016
Organised: Limited Liability Company, California

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
NEEL GIRISH PATEL	n/a	WALNUT CREEK, CA	1	20	1	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S V CAPITAL INVESTMENT PARTNERS MASTER, L.P.	Hedge Fund	$10.0M	Mar 4, 2016	2	Jul 10, 2015	reported	n/a
S V CAPITAL PARTNERS, LLC	Hedge Fund	$0	Nov 23, 2015	2	Oct 6, 2015	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PATEL, NEEL, G	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	07/2015	Jul 10, 2015	Mar 4, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S V CAPITAL PARTNERS IX, LLC	n/a	n/a	n/a	Y	yes	n/a
S V CAPITAL PARTNERS, LLC	n/a	n/a	n/a	Y	yes	n/a
SV CAPITAL INVESTMENT PARTNERS I, LP	n/a	n/a	n/a	Y	yes	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Relationships

Registered with (2)

← NEEL GIRISH PATELAdvisorregistration: current employment
Apr 19, 2025 to presentfactForm ADV
← HYUN SOO LEEAdvisorregistration: previous registration
Jan 15, 2016 to May 2, 2017factForm ADV

Advises (2)

→ S V CAPITAL INVESTMENT PARTNERS MASTER, L.P.Private fundHedge Fund, IA
Jul 10, 2015 to presentfactForm ADV
→ S V CAPITAL PARTNERS, LLCPrivate fundHedge Fund, IA
Oct 6, 2015 to presentfactForm ADV

Controls (1)

← PATEL, NEEL, GOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 10, 2015 to presentfactForm ADV

Dated events

Occurred
Jul 10, 2015
First Form ADV filing
Om Pacific Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33db07a5-9d49-0a8f-364d-dc6aa8f287c9
First observed: Jul 10, 2015
Last observed: Mar 4, 2016 128 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OM PACIFIC CAPITAL LLC

CRD 269970

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:33db07a5-9d49-0a8f-364d-dc6aa8f287c9

Data as of Mar 4, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

NEEL GIRISH PATEL

n/a

WALNUT CREEK, CA

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

S V CAPITAL INVESTMENT PARTNERS MASTER, L.P.

Hedge Fund

$10.0M

Mar 4, 2016

Jul 10, 2015

reported

n/a

S V CAPITAL PARTNERS, LLC

Hedge Fund

Nov 23, 2015

Oct 6, 2015

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PATEL, NEEL, G

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

07/2015

Jul 10, 2015

Mar 4, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

S V CAPITAL PARTNERS IX, LLC

n/a

yes

n/a

S V CAPITAL PARTNERS, LLC

n/a

yes

n/a

SV CAPITAL INVESTMENT PARTNERS I, LP

n/a

yes

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%