DFX Intelligence

B•••• J•••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner13 years in industry

B•••• J•••• K•••••

Advisor at M••••• A•••••••• L••

OMAHA, NE | Evanston, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1fe045d4-90c6-c3c1-f8a4-1d72840db3f4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 21, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• A•••••••• L••	Bd affiliated wealth	Sep 27, 2019	n/a	yes	Evanston, IL\|OMAHA, NE	Current employment
T•••••• A•••• M••••••••• L••	Former SEC adviser	Mar 21, 2018	Oct 8, 2019	no	NORTHFIELD, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• A•••• M••••••••• L••	M••••• A•••••••• L••	Oct 8, 2019	Sep 27, 2019	-11	Firm change	Other
E••••••••• L••	T•••••• A•••• M••••••••• L••	Mar 27, 2018	Mar 21, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:285781:IL:2017-02-20	Feb 20, 2017	Feb 13, 2017	GLENVIEW, IL	Firm change

Relationships

Registered with (5)

→ M••••• A•••••••• L••Registered adviserregistration: current employment
Sep 27, 2019 to presentfactForm ADV
→ T•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 21, 2018 to Oct 8, 2019factForm ADV
→ E••••••••• L••Registered adviserregistration: previous registration
Feb 13, 2017 to Mar 27, 2018factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fe045d4-90c6-c3c1-f8a4-1d72840db3f4
First observed: Feb 14, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.