DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

B•••• J•••• K•••••

M••••• A•••••••• L••BD affiliatedOmaha, Ne IA-onlyIAPD 6106107

Certified Financial Planner

Feed of 09/15/2026

Also filed as B•••• K•••••

At current firm

6 y

since Sep 27, 2019

In the industry

13 y

since Nov 21, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• A•••••••• L•• BD affiliated current
since Sep 27, 2019 · Evanston, Il
T•••••• A•••• M••••••••• L•• former
Mar 21, 2018 to Oct 8, 2019 · Northfield, Il
E••••••••• L•• state registered
Feb 13, 2017 to Mar 27, 2018 · Chicago, Il
M••••• S•••••• wirehouse
Mar 27, 2014 to Feb 20, 2017 · Glenview, Il
M•• I•••••••• S•••••••• L•• BD affiliated
Feb 14, 2013 to Feb 27, 2014 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

T•••••• A•••• M••••••••• L•• to M••••• A•••••••• L••
left Oct 8, 2019, registered Sep 27, 2019 (-11 days) · Other
E••••••••• L•• to T•••••• A•••• M••••••••• L••
left Mar 27, 2018, registered Mar 21, 2018 (-6 days) · Other
M••••• S•••••• to E••••••••• L••
left Feb 20, 2017, registered Feb 13, 2017 (-7 days) · Wirehouse to a state-registered adviser · moved with a team
M•• I•••••••• S•••••••• L•• to M••••• S••••••
left Feb 27, 2014, registered Mar 27, 2014 (28 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address