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Advisor at WEALTHSPIRE ADVISORS
Chicago, IL | Milwaukee, WI | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTHSPIRE ADVISORS | Independent wealth | Aug 22, 2022 | n/a | yes | Chicago, IL|NEW YORK, NY|Milwaukee, WI | Current employment |
| WEALTHSPIRE ADVISORS | Former SEC adviser | Jan 11, 2022 | Sep 11, 2024 | no | SAN RAFAEL, CA | Previous registration |
| PRIVATE CAPITAL GROUP, LLC | Former SEC adviser | Nov 23, 2021 | Oct 26, 2022 | no | WEST HARTFORD, CT | Previous registration |
| Stratwealth | Former SEC adviser | Nov 16, 2020 | Oct 1, 2021 | no | FULTON, MD | Previous registration |
| WEALTHSPIRE ADVISORS | Former SEC adviser | Jan 2, 2019 | Dec 31, 2020 | no | MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTHSPIRE ADVISORS | WEALTHSPIRE ADVISORS | Sep 11, 2024 | Aug 22, 2022 | -751 | Channel change | RIA to RIA |
| PRIVATE CAPITAL GROUP, LLC | WEALTHSPIRE ADVISORS | Oct 26, 2022 | Jan 11, 2022 | -288 | Channel change | RIA to RIA |
| Stratwealth | PRIVATE CAPITAL GROUP, LLC | Oct 1, 2021 | Nov 23, 2021 | 53 | Channel change | RIA to RIA |
| WEALTHSPIRE ADVISORS | Stratwealth | Dec 31, 2020 | Nov 16, 2020 | -45 | Channel change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110666:106181:CA:2024-09-11 | Sep 11, 2024 | Aug 22, 2022 | SAN RAFAEL, CA | Firm change after gap |