DFX Intelligence

D•••• B•••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

D•••• B•••• G••••••

Advisor at W•••• F•••• A•••••••

COLLEGEVILLE, PA | PHOENIXVILLE, PA

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Search this name across graphsid dfx:ria:200ed0a2-c390-8210-b1a9-288860592004

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 26, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Mar 15, 2021	n/a	yes	PHOENIXVILLE, PA\|COLLEGEVILLE, PA	Current employment
A•••••••• F•••• M••••••••• L••	Asset manager	Jan 1, 2005	Feb 7, 2020	no	MENOMONEE FALLS, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• F•••• M••••••••• L••	W•••• F•••• A•••••••	Feb 7, 2020	Mar 15, 2021	402	Firm change after gap	Other
S••••• C•••••• M••••••••• I••	A•••••••• F•••• M••••••••• L••	Jan 1, 2005	Jan 1, 2005

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Mar 15, 2021 to presentfactForm ADV
→ A•••••••• F•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 1, 2005 to Feb 7, 2020factForm ADV
→ S••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Jan 12, 2001 to Jan 1, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:200ed0a2-c390-8210-b1a9-288860592004
First observed: Jan 12, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.