DFX Intelligence

N•••••• C•••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

N•••••• C•••••• D•••••••••

Advisor at C••• I••••••••• A••••••• S•••••••• L••

kansas city, MO

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Search this name across graphsid dfx:ria:2010484a-14cc-7052-f6ce-502d7167f5a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• I••••••••• A••••••• S•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 12, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• I••••••••• A••••••• S•••••••• L••	Institutional manager	Sep 2, 2025	n/a	yes	kansas city, MO	Current employment
G•••••••• F•••••••• A•••••••• L••	Institutional manager	Apr 18, 2022	Jun 27, 2025	no	Rolling Meadows, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••••• F•••••••• A•••••••• L••	C••• I••••••••• A••••••• S•••••••• L••	Jun 27, 2025	Sep 2, 2025	67	Firm change	Other
K••••• A••••••• S•••••••• L••	G•••••••• F•••••••• A•••••••• L••	Apr 6, 2022	Apr 18, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
283330:146509:TX:2022-04-06	Apr 6, 2022	Apr 18, 2022	AUSTIN, TX	Firm change

Relationships

Registered with (4)

→ C••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 2, 2025 to presentfactForm ADV
→ G•••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 18, 2022 to Jun 27, 2025factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 10, 2018 to Apr 6, 2022factForm ADV
→ L•••••• I••••••••• A•••••••• L••

Dated events

Occurred
Jun 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2010484a-14cc-7052-f6ce-502d7167f5a5
First observed: Aug 16, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.