DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N•••••• C•••••• D•••••••••

C••• I••••••••• A••••••• S•••••••• L••institutionalKansas City, MoIA-onlyIAPD 4170687

Feed of 09/14/2026

Also filed as N•••••• C Gordon

At current firm

1 y

since Sep 2, 2025

In the industry

26 y

since Sep 12, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• I••••••••• A••••••• S•••••••• L•• institutional current
since Sep 2, 2025 · Kansas City, Mo
G•••••••• F•••••••• A•••••••• L•• institutional
Apr 18, 2022 to Jun 27, 2025 · Rolling Meadows, Il
K••••• A••••••• S•••••••• L•• BD affiliated
Sep 10, 2018 to Apr 6, 2022 · Olathe, Ks
L•••••• I••••••••• A•••••••• L•• no RAUM
Aug 16, 2007 to Jul 3, 2018 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

G•••••••• F•••••••• A•••••••• L•• to C••• I••••••••• A••••••• S•••••••• L••
left Jun 27, 2025, registered Sep 2, 2025 (67 days) · Other
K••••• A••••••• S•••••••• L•• to G•••••••• F•••••••• A•••••••• L••
left Apr 6, 2022, registered Apr 18, 2022 (12 days) · Other · moved with a team
L•••••• I••••••••• A•••••••• L•• to K••••• A••••••• S•••••••• L••
left Jul 3, 2018, registered Sep 10, 2018 (69 days) · Other

Signals

N•••••• C•••••• D••••••••• left G•••••••• F•••••••• A•••••••• L•• for C••• I••••••••• A••••••• S•••••••• L•• (registered 2025-09-02)
Jun 27, 2025 · Advisor changed firm · fact
N•••••• C•••••• D••••••••• left K••••• A••••••• S•••••••• L•• for G•••••••• F•••••••• A•••••••• L•• (registered 2022-04-18)
Apr 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address