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Advisor at GOULD CAPITAL, LLC
TACOMA, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GOULD CAPITAL, LLC | Independent wealth | Apr 16, 2019 | n/a | yes | TACOMA, WA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 20, 2011 | Apr 24, 2019 | no | TACOMA, WA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 12, 2006 | Apr 25, 2011 | no | TACOMA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | GOULD CAPITAL, LLC | Apr 24, 2019 | Apr 16, 2019 | -8 | Firm change | Wirehouse to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Apr 25, 2011 | Apr 20, 2011 | -5 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:300609:WA:2019-04-24 | Apr 24, 2019 | Apr 16, 2019 | TACOMA, WA | Firm change |