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G••••• • G••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

G••••• • G••• W••••• M•••••••••

G••••• & G••• INC, CRD 105650

RICHMOND, VA

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Search this name across graphsid dfx:ria:20391053-85e9-842b-4769-fa6a369518bf

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 7
On other graphs: 0
Observed: Mar 30, 2012 to May 5, 2026
54 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.6BItem 5.F on the latest filing (2026-05-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
E•••••• U••••	n/a	COLUMBIA, SC \| RICHMOND, VA	34	35	n/a	no
D•••• L•• S•••••	n/a	GREENVILLE, SC \| RICHMOND, VA	20

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••• M••••••• R•••••	TRUSTEE / PRESIDENT/CEO	C	yes	01/2020	May 5, 2026	May 5, 2026
M••••••• J••••••••	CHIEF INVESTMENT OFFICER	Na	yes	06/2020	May 5, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Greenville	Sc	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$1.4B	11.7%	$1.2B	10.3%	23	24	4	3

Relationships

Registered with (21)

← M••• L••••••Advisorregistration: current employment
Aug 3, 2026 to presentfactForm ADV
← E••• J•••••• P•••••••Advisorregistration: current employment
Sep 14, 2025 to presentfactForm ADV
← C••• S••••••Advisorregistration: current employment
Jul 23, 2025 to presentfactForm ADV
← Z•••••• A••••••••

Dated events

Occurred
Sep 15, 2025
Advisor changed firm
Alexis Houlihan left G••••• • G••• W••••• M••••••••• for Creative Planning (registered 2025-09-22)
Form ADVobserved 7 days ago
Occurred
Oct 28, 2024
Advisor changed firm
Marray Bailey left G••••• • G••• W••••• M••••••••• for Fisher Investments (registered 2024-11-19)
Form ADVobserved 7 days ago
Occurred
Jan 12, 2022
Control person joined
P•••• B••••••• Z••• (Chief Compliance Officer) appeared on Schedule A of G••••• • G••• W••••• M•••••••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20391053-85e9-842b-4769-fa6a369518bf
First observed: Mar 30, 2012
Last observed: May 5, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 20, 2026	$1.6B	$1.6B	23	13	4	n/a	n/a
2024	Mar 19, 2025	$1.4B	$1.4B	24	11	3	n/a	n/a
2023	Mar 25, 2024	$1.3B	$1.2B	25	10	1	n/a	n/a
2022	Mar 21, 2023	$1.2B	$1.2B	25	10	1	n/a	n/a
2021	Mar 24, 2022	$1.2B	$1.2B	24	9	2	n/a	n/a
2020	Mar 31, 2021	$1.1B	$1.1B	22	11	2	n/a	n/a
2019	Mar 31, 2020	$1.0B	$1.0B	21	12	2	n/a	n/a
2018	Mar 28, 2019	$822M	$820M	23	11	2	n/a	n/a
2017	Mar 29, 2018	$774M	$772M	21	11	3	n/a	n/a
2016	Mar 29, 2017	$725M	$721M	18	10	n/a	n/a	n/a
2015	Mar 29, 2016	$666M	$663M	19	9	n/a	n/a	n/a
2014	Mar 30, 2015	$694M	$690M	17	8	n/a	n/a	n/a
2013	Mar 20, 2014	$634M	$630M	15	6	n/a	n/a	n/a
2012	Mar 28, 2013	$535M	$521M	15	7	n/a	n/a	n/a
2011	Mar 30, 2012	$520M	$488M	n/a	n/a	n/a	n/a	n/a