DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••• • G••• W••••• M•••••••••
Legal name G••••• • G••• I••
Latest filing May 5, 2026
First filing on the tape Mar 30, 2012 · 54 filings
SEC status approved since Mar 5, 1985
RAUM
$1.6B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
87%
$1.4B individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$111M
derived; firm RAUM over IAPD count
Employees
23
13 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
54 filings and snapshots on the tape
RAUM$1.6B as of May 5, 2026
Mar 30, 2012$520M then
HNW client RAUM$1.2B as of May 5, 2026
Mar 29, 2018$558M then
State-registered IARs (5.B.3)13 as of May 5, 2026
Mar 28, 20137 then
Employees (5.A)23 as of May 5, 2026
Mar 28, 201315 then
Private funds: no history
RAUM +12% over the last fiscal year+10% a year over threeIARs 13 to 13offices 3 to 4
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $111MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $831,873derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 3.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.6%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $275M, 187 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B76%
- Individuals$172M11%
- Corporations and businesses$99.4M6.4%
- Banks and thrifts$40.4M2.6%
- Pension and profit-sharing plans$36.9M2.4%
- Charitable organizations$23.4M1.5%
- Individual clients
- 307reported
- HNW clients
- 440reported
- Pension plan clients
- 38reported
- Charitable clients
- 9reported
- Accounts
- 1,876reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $30.4M managedreported
- Custody of client assets
- $275M for 187 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E•••••• U•••• | Columbia, Sc | Apr 14, 1992 | 35 y | 0 |
| D•••• L•• S••••• | Greenville, Sc | Apr 3, 2006 | 34 y | 0 |
| M•••••• R••••• G••• | Richmond, Va | Feb 13, 2012 | 14 y | 0 |
| J•••••••• M••••••Chartered Financial Analyst | Richmond, Va | Mar 12, 2014 | 31 y | 0 |
| M••• A•••••• V••••Certified Financial Planner, Personal Financial Specialist | Richmond, Va | Mar 12, 2014 | 17 y | 2 |
| K•••• D•••• R•••• | Richmond, Va | Jul 8, 2015 | 35 y | 3 |
| P•••• K•••••• B•••••Certified Financial Planner | Richmond, Va | May 1, 2017 | 38 y | 5 |
| K••• M•••••• F••••••Certified Financial Planner | Richmond, Va | Aug 21, 2019 | 10 y | 2 |
| C••••••••• M•••••• L•••••Certified Financial Planner | Richmond, Va | Aug 18, 2022 | 14 y | 0 |
| Z••••• M•••••• | Richmond, Va | Nov 17, 2022 | 14 y | 0 |
| Z•••••• A•••••••• | Richmond, Va | Mar 25, 2024 | 11 y | 0 |
| C••• S•••••• | Richmond, Va | Jul 23, 2025 | 10 y | 1 |
| E••• J•••••• P•••••••Certified Financial Planner | Chandler, Az | Sep 14, 2025 | 34 y | 2 |
| M••• L•••••• | Richmond, Va | Aug 3, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- A••••• H••••••• to C••••••• P•••••••Sep 15, 2025 · RIA to RIA
- M••••• B••••• to F••••• I•••••••••Oct 28, 2024 · RIA to RIA
- A••••••• N• L••••••• to M••••••••• A••••••• S•••••••• I•••Mar 22, 2018 · Other
- M•••••• E••••• K•••• to P•••••• P••••••• G••••• L••Jul 21, 2017 · Other
- D••••• F••••• P••••• to H••••••• W••••• A•••••••Jan 24, 2014 · Other
- W•••••• E••••• S••••••• to I••••••••• M••••••••• O• V•••••••• L••Jan 11, 2007 · Other
- J•••• M•••• H•••••• to R•••••• J•••• • A••••••••• I•••Jul 20, 2006 · Other
Joined, latest
- E••• J•••••• P••••••• from E••••• J••••Sep 14, 2025 · Affiliated broker-dealer or bank to independent RIA
- C••• S•••••• from E•••••••• A•••••••• L••Jul 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- K••• M•••••• F•••••• from C••••••••• W•••••Aug 21, 2019 · RIA to RIA
- P•••• K•••••• B••••• from U•• F•••••••• S••••••• I•••May 1, 2017 · Other
- K•••• D•••• R•••• from U••• F•••••••• P••••••• S•••••••Jul 8, 2015 · Other
- M••• A•••••• V•••• from M••••• S••••••Mar 12, 2014 · Other
- M•••••• E••••• K•••• from B••• O• A•••••• I••••••••• S•••••••• I•••Jan 16, 2008 · Other
- D••••• F••••• P••••• from W•••• F•••• A•••••••Jun 18, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••• M••••••• R••••• · Trustee / President/Ceocontrolsince 01/2020 · owns 25% to 50%
- M••••••• J•••••••• · Chief Investment Officercontrolsince 06/2020 · owns less than 5%
- U••••• E•••••• · Vice President/Secretary/Trusteecontrolsince 10/1998 · owns less than 5%
- V••••• M•••• A•••••• · Chief Financial Officercontrolsince 01/2018 · owns less than 5%
- Z•••• B•••••••• P•••• · Chief Compliance Officercontrolsince 12/2021 · owns less than 5%
- S•••••• D••••• L•• · Managing Directorsince 08/2014 · owns 5% to 10%
Entity owners
- T•• G••• F••••• S•••• T•••• · Trustdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 14 | 1 | 0 | ||
| Greenville, Sc | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Greenville, SC2 employees
What changed
consecutive filings, newest first
- Accounts · 1,787 to 1,876Feb 2, 2026 to Mar 20, 2026
- Advisory employees · 11 to 13Feb 2, 2026 to Mar 20, 2026
- HNW clients · 444 to 440Feb 2, 2026 to Mar 20, 2026
- Individual clients · 277 to 307Feb 2, 2026 to Mar 20, 2026
- Pension plan clients · 40 to 38Feb 2, 2026 to Mar 20, 2026
- Assets in custody · $242M to $275MFeb 2, 2026 to Mar 20, 2026
- Employees · 24 to 23Feb 2, 2026 to Mar 20, 2026
- Other offices · 3 to 4Feb 2, 2026 to Mar 20, 2026
- Discretionary RAUM · $1.4B to $1.6BFeb 2, 2026 to Mar 20, 2026
- HNW RAUM · $1.1B to $1.2BFeb 2, 2026 to Mar 20, 2026
- Individual RAUM · $143M to $172MFeb 2, 2026 to Mar 20, 2026
- Non-discretionary RAUM · $14.3M to $10.0MFeb 2, 2026 to Mar 20, 2026
- Pension RAUM · $33.2M to $36.9MFeb 2, 2026 to Mar 20, 2026
- RAUM · $1.4B to $1.6BFeb 2, 2026 to Mar 20, 2026
- Wrap assets (manager) · $29.0M to $30.4MFeb 2, 2026 to Mar 20, 2026
- Financial planning clients · 101-250 to 101-250Mar 19, 2025 to Jul 22, 2025
- Accounts · 1,757 to 1,787Mar 25, 2024 to Mar 19, 2025
- Advisory employees · 10 to 11Mar 25, 2024 to Mar 19, 2025
- HNW clients · 441 to 444Mar 25, 2024 to Mar 19, 2025
- Individual clients · 273 to 277Mar 25, 2024 to Mar 19, 2025
- Pension plan clients · 37 to 40Mar 25, 2024 to Mar 19, 2025
- Assets in custody · $176M to $242MMar 25, 2024 to Mar 19, 2025
- Employees · 25 to 24Mar 25, 2024 to Mar 19, 2025
- State-registered IARs · 9 to 13Mar 25, 2024 to Mar 19, 2025
- Other offices · 1 to 3Mar 25, 2024 to Mar 19, 2025
- Discretionary RAUM · $1.2B to $1.4BMar 25, 2024 to Mar 19, 2025
- HNW RAUM · $986M to $1.1BMar 25, 2024 to Mar 19, 2025
- Individual RAUM · $119M to $143MMar 25, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $6.4M to $14.3MMar 25, 2024 to Mar 19, 2025
- Pension RAUM · $27.9M to $33.2MMar 25, 2024 to Mar 19, 2025
- RAUM · $1.3B to $1.4BMar 25, 2024 to Mar 19, 2025
- Wrap assets (manager) · $27.0M to $29.0MMar 25, 2024 to Mar 19, 2025
- Accounts · 1,705 to 1,757Nov 20, 2023 to Mar 25, 2024
- Advisory activities · 4 to 5Nov 20, 2023 to Mar 25, 2024
- Charity clients · 13 to 9Nov 20, 2023 to Mar 25, 2024
- Corporate clients · 13 to 14Nov 20, 2023 to Mar 25, 2024
- HNW clients · 424 to 441Nov 20, 2023 to Mar 25, 2024
- Individual clients · 281 to 273Nov 20, 2023 to Mar 25, 2024
- Pension plan clients · 31 to 37Nov 20, 2023 to Mar 25, 2024
- Assets in custody · $130M to $176MNov 20, 2023 to Mar 25, 2024
Signals
7 dated events
- A••••• H••••••• left G••••• • G••• W••••• M••••••••• for C••••••• P••••••• (registered 2025-09-22)Sep 15, 2025 · Advisor changed firm · fact
- M••••• B••••• left G••••• • G••• W••••• M••••••••• for F••••• I••••••••• (registered 2024-11-19)Oct 28, 2024 · Advisor changed firm · fact
- P•••• B••••••• Z••• (Chief Compliance Officer) appeared on Schedule A of G••••• • G••• W••••• M•••••••••Jan 12, 2022 · Control person joined · fact
- Cornell Cynthia Ellis (Chief Compliance Officer) no longer on Schedule A of G••••• • G••• W••••• M••••••••• (listed 2021-03-31, absent 2022-01-12)Jan 12, 2022 · Control person left · inference
- J•••••••• M•••••• (Chief Investment Officer) appeared on Schedule A of G••••• • G••• W••••• M•••••••••Jul 16, 2020 · Control person joined · fact
- G••••• • G••• W••••• M••••••••• reported RAUM $1.0B, up 27% from $821.8M (2020-01-13 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- Henry James Mcintosh (Chief Executive Officer) no longer on Schedule A of G••••• • G••• W••••• M••••••••• (listed 2019-09-19, absent 2020-01-13)Jan 13, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 804-285-7333reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/godseyandgibb-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/planned-aheadreportedpublic record, Form ADV, Sep 18, 2026
- Website
- godseyandgibb.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 804-285-7333reportedpublic record, Form ADV, May 5, 2026
- Contact form
- godseyandgibb.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $111Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026