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M•••••• E••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

M•••••• E••••• K••••

Advisor at P••••••

SHELTON, CT | Virginia Beach, VA

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Search this name across graphsid dfx:ria:c6f50506-e6f5-cdca-b730-cf546af72ea6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••	Mixed wealth	May 24, 2021	n/a	yes	SHELTON, CT\|Virginia Beach, VA	Current employment
P•••••• I••••••••• P•••••••• L••	Former SEC adviser	May 26, 2021	Dec 31, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• I••••••••• P•••••••• L••	n/a	Dec 31, 2021	n/a	n/a	Departure no registered destination	Departure
P•••••• P••••••• G••••• L••	P••••••	Jul 27, 2021	May 24, 2021

Relationships

Registered with (6)

→ P••••••Registered adviserregistration: current employment
May 24, 2021 to presentfactForm ADV
→ P•••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
May 26, 2021 to Dec 31, 2021factForm ADV
→ P•••••• P••••••• G••••• L••Registered adviserregistration: previous registration
Aug 3, 2017 to Jul 27, 2021factForm ADV
→ G••••• • G••• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6f50506-e6f5-cdca-b730-cf546af72ea6
First observed: Sep 17, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.