DFX Intelligence

J•• L•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

J•• L•••••• G••••••

Advisor at C••••• I••••••••• A••••••• L••

Atlanta, GA | Safety Harbor, FL

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Search this name across graphsid dfx:ria:203e8852-02a6-3ed0-ccd5-8549362f4f73

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 12, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Aug 7, 2025	n/a	yes	Safety Harbor, FL\|Atlanta, GA	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Sep 20, 2022	Sep 5, 2025	no	Atlanta, GA\|SAFETY HARBOR, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	Sep 5, 2025	Aug 7, 2025	-29	Bulk transfer	Ibd to ibd
A••••••••• F•••••••• S•••••••• L••	A•••••• A••••••• S•••••••	Sep 28, 2022	Sep 20, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:104556:GA:2022-09-28	Sep 28, 2022	Sep 20, 2022	ATLANTA, GA	Firm change

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Aug 7, 2025 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Sep 20, 2022 to Sep 5, 2025factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 8, 2013 to Sep 28, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Sep 28, 2022
Advisor changed firm
J•• L•••••• G•••••• left A••••••••• F•••••••• S•••••••• L•• for A•••••• A••••••• S••••••• (registered 2022-09-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:203e8852-02a6-3ed0-ccd5-8549362f4f73
First observed: Apr 7, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.