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Advisor at LPL FINANCIAL LLC
ALLEN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | ALLEN, TX | Current employment |
| MOMENTUM INDEPENDENT NETWORK INC. | Bd affiliated wealth | May 4, 2023 | Sep 4, 2025 | no | Allen, TX|Allen, TX|DALLAS, TX | Previous registration |
| HILLTOP SECURITIES INC. | Bd affiliated wealth | Feb 25, 2022 | Apr 27, 2023 | no | DALLAS, TX | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Aug 19, 2021 | Mar 4, 2022 | no | ALEXANDRIA, IN|PLANO, TX|GARLAND, TX|MURPHY, TX|GARLAND, TX|PLANO, TX|PLANO, TX | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Mar 25, 2019 | Aug 17, 2021 | no | Dallas, TX | Previous registration |
| JRL CAPITAL ADVISORS LLC | Former SEC adviser | Sep 12, 2013 | Nov 3, 2014 | no | ENCINITAS, CA|NEWPORT BEACH, CA | Previous registration |
| VFG ADVISORS, INC. | Former SEC adviser | May 18, 2010 | Sep 14, 2011 | no | LOS ANGELES, CA | Previous registration |
| WFP SECURITIES | n/a | Mar 19, 2003 | May 19, 2010 | no | ENCINITAS, CA|SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MOMENTUM INDEPENDENT NETWORK INC. | LPL FINANCIAL LLC | Sep 4, 2025 | Sep 5, 2025 | 1 | Firm change | Ibd to ibd |
| HILLTOP SECURITIES INC. | MOMENTUM INDEPENDENT NETWORK INC. | Apr 27, 2023 | May 4, 2023 | 7 | Firm change | Ibd to ibd |
| PNC WEALTH MANAGEMENT | HILLTOP SECURITIES INC. | Mar 4, 2022 | Feb 25, 2022 | -7 | Firm change | Ibd to ibd |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | PNC WEALTH MANAGEMENT | Aug 17, 2021 | Aug 19, 2021 | 2 | Bulk transfer | Ibd to ibd |
| JRL CAPITAL ADVISORS LLC | PNC MANAGED ACCOUNT SOLUTIONS, INC. | Nov 3, 2014 | Mar 25, 2019 | 1,603 | Firm change after gap | Other |
| VFG ADVISORS, INC. | JRL CAPITAL ADVISORS LLC | Sep 14, 2011 | Sep 12, 2013 | 729 | Firm change after gap | Other |
| WFP SECURITIES | VFG ADVISORS, INC. | May 19, 2010 | May 18, 2010 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 17587:6413:TX:2025-09-04 | Sep 4, 2025 | Sep 5, 2025 | DALLAS, TX | Firm change |